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Advisor Group’s Capital Southwest CSWC Stock Holding History

Advisor Group’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$225K Buy
10,852
+899
+9% +$19.5K ﹤0.01% 2307
2019
Q3 		$217K Sell
9,953
-68,010
-87% -$1.47M ﹤0.01% 2257
2019
Q2 		$1.63M Sell
77,963
-8,040
-9% -$175K 0.01% 850
2019
Q1 		$1.81M Buy
86,003
+82,108
+2,108% +$1.75M 0.01% 762
2018
Q4 		$75K Sell
3,895
-8,113
-68% -$157K ﹤0.01% 2875
2018
Q3 		$228K Buy
+12,008
New +$225K ﹤0.01% 2058

Other funds holding CSWC

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
ZIG
Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
Millennium Management
Millennium Management New York $240B AUM 35.51% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
MCP
Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
VEA
Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Advisor Group's CSWC Position: Q4 2019 in Review

Advisor Group increased its Capital Southwest (CSWC) stake by 9% in Q4 2019, buying an estimated $19.5K and bringing the position to 10,852 shares worth $225K. The position accounts for ﹤0.01% of the portfolio, ranked #2307.

Advisor Group first reported a position in CSWC in Q3 2018 and has held it in 6 quarters since. The position peaked at $1.81M in Q1 2019. 80 funds tracked by Wall St. Rank hold CSWC as of Q4 2019.

  • Advisor Group held 10,852 shares of Capital Southwest worth $225K as of Q4 2019.
  • Advisor Group bought 899 Capital Southwest shares in Q4 2019, an estimated $19.5K.
  • Capital Southwest made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #2307 holding.
  • Advisor Group first reported a position in Capital Southwest in Q3 2018 and has held it in 6 quarters since.
  • Advisor Group's Capital Southwest position peaked at $1.81M in Q1 2019.
  • 80 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.