CIM
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Confluence Investment Management’s Capital Southwest CSWC Stock Holding History

Confluence Investment Management’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$2.42M Buy
104,570
+9,208
+10% +$223K 0.04% 147
2026
Q2 		$2.27M Buy
95,362
+23
+0% +$538 0.04% 140
2026
Q1 		$2.11M Buy
95,339
+11,529
+14% +$261K 0.03% 145
2025
Q4 		$1.86M Sell
83,810
-2,855
-3% -$60.3K 0.03% 163
2025
Q3 		$1.89M Sell
86,665
-15,442
-15% -$352K 0.03% 163
2025
Q2 		$2.25M Buy
102,107
+585
+0.6% +$12K 0.03% 161
2025
Q1 		$2.27M Buy
101,522
+1,280
+1% +$28.9K 0.03% 168
2024
Q4 		$2.19M Buy
100,242
+1,779
+2% +$41.9K 0.03% 174
2024
Q3 		$2.49M Buy
98,463
+1,251
+1% +$31.7K 0.03% 171
2024
Q2 		$2.54M Buy
97,212
+1,438
+2% +$36.9K 0.04% 172
2024
Q1 		$2.39M Sell
95,774
-325
-0.3% -$7.92K 0.03% 174
2023
Q4 		$2.28M Sell
96,099
-296
-0.3% -$6.6K 0.03% 176
2023
Q3 		$2.21M Buy
96,395
+139
+0.1% +$3.01K 0.03% 169
2023
Q2 		$1.9M Buy
96,256
+693
+0.7% +$12.8K 0.03% 170
2023
Q1 		$1.7M Sell
95,563
-17,054
-15% -$314K 0.03% 172
2022
Q4 		$1.93M Buy
112,617
+5,849
+5% +$105K 0.03% 180
2022
Q3 		$1.81M Sell
106,768
-1,417
-1% -$27.3K 0.03% 183
2022
Q2 		$1.99M Buy
108,185
+594
+0.6% +$13.1K 0.03% 183
2022
Q1 		$2.55M Buy
107,591
+295
+0.3% +$7.23K 0.04% 177
2021
Q4 		$2.71M Buy
107,296
+398
+0.4% +$10.6K 0.04% 175
2021
Q3 		$2.69M Buy
106,898
+488
+0.5% +$12.7K 0.04% 177
2021
Q2 		$2.47M Buy
106,410
+366
+0.3% +$9.08K 0.03% 177
2021
Q1 		$2.35M Sell
106,044
-26,552
-20% -$542K 0.03% 175
2020
Q4 		$2.35M Buy
132,596
+67,078
+102% +$1.06M 0.04% 179
2020
Q3 		$920K Buy
65,518
+235
+0.4% +$3.3K 0.02% 208
2020
Q2 		$880K Sell
65,283
-27,639
-30% -$357K 0.01% 212
2020
Q1 		$1.06M Sell
92,922
-22,793
-20% -$412K 0.02% 204
2019
Q4 		$2.42M Sell
115,715
-1,121
-1% -$24.3K 0.04% 171
2019
Q3 		$2.55M Buy
116,836
+1,121
+1% +$24.2K 0.04% 171
2019
Q2 		$2.42M Buy
115,715
+209
+0.2% +$4.54K 0.04% 171
2019
Q1 		$2.43M Buy
115,506
+1,564
+1% +$33.3K 0.04% 169
2018
Q4 		$2.19M Buy
+113,942
New +$2.2M 0.04% 177

Other funds holding CSWC

EP
EPIQ Partners Minneapolis, Minnesota $232M AUM 9.01% 1-Year Est. Return
FFA
Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return
TFA
Toth Financial Advisory Leesburg, Virginia $1B AUM 19.18% 1-Year Est. Return

Confluence Investment Management's CSWC Position: Q3 2026 in Review

Confluence Investment Management increased its Capital Southwest (CSWC) stake by 9.7% in Q3 2026, buying an estimated $223K and bringing the position to 104,570 shares worth $2.42M. The position accounts for 0.04% of the portfolio, ranked #147.

Confluence Investment Management first reported a position in CSWC in Q4 2018 and has held it in 32 quarters since. The position peaked at $2.71M in Q4 2021. 4 funds tracked by Wall St. Rank hold CSWC as of Q3 2026.

  • Confluence Investment Management held 104,570 shares of Capital Southwest worth $2.42M as of Q3 2026.
  • Confluence Investment Management bought 9,208 Capital Southwest shares in Q3 2026, an estimated $223K.
  • Capital Southwest made up 0.04% of Confluence Investment Management's portfolio in Q3 2026, its #147 holding.
  • Confluence Investment Management first reported a position in Capital Southwest in Q4 2018 and has held it in 32 quarters since.
  • Confluence Investment Management's Capital Southwest position peaked at $2.71M in Q4 2021.
  • 4 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2026.

Based on Confluence Investment Management's 13F filing for Q3 2026, filed 1 Oct 2026.