SII Investments’s Capital Southwest CSWC Stock Holding History

SII Investments’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-13,706	Closed	-$190K	–	601
2016 Q2	$190K	Buy	+13,706	New	+$191K	0.02%	538

Other funds holding CSWC

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

First Manhattan

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Evercore Trust Company New York $34.6B AUM 25.41% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

SII Investments's CSWC Position: Q3 2016 in Review

SII Investments sold out of Capital Southwest (CSWC) in Q3 2016, closing a stake of 13,706 shares — an estimated $190K sold.

SII Investments first reported a position in CSWC in Q2 2016 and held it in 1 quarter. The position peaked at $190K in Q2 2016. 46 funds tracked by Wall St. Rank hold CSWC as of Q3 2016.

SII Investments reported no remaining Capital Southwest position as of Q3 2016 after selling out during the quarter.
SII Investments sold 13,706 Capital Southwest shares in Q3 2016, an estimated $190K.
SII Investments first reported a position in Capital Southwest in Q2 2016 and held it in 1 quarter.
SII Investments's Capital Southwest position peaked at $190K in Q2 2016.
46 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2016.

Based on SII Investments's 13F filing for Q3 2016, filed 10 Nov 2016.