LPL Financial
CSWC icon

LPL Financial’s Capital Southwest CSWC Stock Holding History

LPL Financial’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$9.57M Buy
402,585
+170,872
+74% +$4M ﹤0.01% 2186
2026
Q1 		$5.13M Buy
231,713
+16,933
+8% +$383K ﹤0.01% 2600
2025
Q4 		$4.76M Buy
214,780
+20,045
+10% +$423K ﹤0.01% 2575
2025
Q3 		$4.26M Sell
194,735
-10,905
-5% -$248K ﹤0.01% 2616
2025
Q2 		$4.53M Buy
205,640
+7,962
+4% +$164K ﹤0.01% 2397
2025
Q1 		$4.41M Buy
197,678
+28,624
+17% +$646K ﹤0.01% 2253
2024
Q4 		$3.69M Sell
169,054
-22,942
-12% -$540K ﹤0.01% 2318
2024
Q3 		$4.86M Buy
191,996
+10,985
+6% +$278K ﹤0.01% 2021
2024
Q2 		$4.72M Buy
181,011
+27,511
+18% +$706K ﹤0.01% 1904
2024
Q1 		$3.83M Buy
153,500
+8,104
+6% +$198K ﹤0.01% 1990
2023
Q4 		$3.45M Buy
145,396
+16,290
+13% +$363K ﹤0.01% 1955
2023
Q3 		$2.96M Buy
129,106
+10,816
+9% +$234K ﹤0.01% 1971
2023
Q2 		$2.33M Buy
118,290
+3,780
+3% +$69.6K ﹤0.01% 2113
2023
Q1 		$2.04M Buy
114,510
+10,292
+10% +$189K ﹤0.01% 2127
2022
Q4 		$1.78M Buy
104,218
+20,905
+25% +$374K ﹤0.01% 2152
2022
Q3 		$1.41M Sell
83,313
-2,071
-2% -$39.9K ﹤0.01% 2258
2022
Q2 		$1.57M Buy
85,384
+31,601
+59% +$696K ﹤0.01% 2217
2022
Q1 		$1.28M Buy
53,783
+10,872
+25% +$266K ﹤0.01% 2414
2021
Q4 		$1.08M Buy
42,911
+7,204
+20% +$192K ﹤0.01% 2585
2021
Q3 		$899K Sell
35,707
-6,063
-15% -$158K ﹤0.01% 2701
2021
Q2 		$970K Buy
41,770
+5,407
+15% +$134K ﹤0.01% 2589
2021
Q1 		$806K Buy
36,363
+1,540
+4% +$31.4K ﹤0.01% 2595
2020
Q4 		$618K Buy
34,823
+4,554
+15% +$71.6K ﹤0.01% 2567
2020
Q3 		$425K Buy
30,269
+14,383
+91% +$202K ﹤0.01% 2606
2020
Q2 		$214K Buy
15,886
+1,747
+12% +$22.6K ﹤0.01% 3085
2020
Q1 		$161K Sell
14,139
-3,220
-19% -$58.3K ﹤0.01% 2877
2019
Q4 		$361K Buy
+17,359
New +$376K ﹤0.01% 2629

Other funds holding CSWC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $19B AUM 51.73% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.41B AUM 41.48% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

LPL Financial's CSWC Position: Q2 2026 in Review

LPL Financial increased its Capital Southwest (CSWC) stake by 74% in Q2 2026, buying an estimated $4M and bringing the position to 402,585 shares worth $9.57M. The position accounts for ﹤0.01% of the portfolio, ranked #2186.

LPL Financial first reported a position in CSWC in Q4 2019 and has held it in 27 quarters since. 190 funds tracked by Wall St. Rank hold CSWC as of Q2 2026.

  • LPL Financial held 402,585 shares of Capital Southwest worth $9.57M as of Q2 2026.
  • LPL Financial bought 170,872 Capital Southwest shares in Q2 2026, an estimated $4M.
  • Capital Southwest made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #2186 holding.
  • LPL Financial first reported a position in Capital Southwest in Q4 2019 and has held it in 27 quarters since.
  • 190 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.