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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$30.6M -$1.62M -76,830 -5%
UBP
2
Union Bancaire Privee
Switzerland
$24.8M -$44K -2,084 -22%
Two Sigma Advisers
3
Two Sigma Advisers
New York
$23.5M +$1.44M +68,111 +7%
Two Sigma Investments
4
Two Sigma Investments
New York
$23.2M +$3.31M +157,029 +18%
SIS
5
Sound Income Strategies
Florida
$21M +$2.73M +129,181 +17%
UBS Group
6
UBS Group
Switzerland
$18.1M +$823K +38,987 +5%
MW
7
Melia Wealth
Oklahoma
$11.1M +$265K +12,537 +3%
MC
8
Muzinich & Co
New York
$9.42M +$3.21M +152,057 +56%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$9.41M +$310K +14,664 +4%
BlackRock
10
BlackRock
New York
$9.35M -$45K -2,131 -0.5%
Legal & General Group
11
Legal & General Group
United Kingdom
$8.64M +$1.22M +57,679 +17%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$8.55M +$448K +21,236 +6%
CM
13
Columbus Macro
Pennsylvania
$7.65M +$562K +26,633 +8%
EP
14
EPIQ Partners
Minnesota
$6.89M +$328K +15,536 +5%
Sumitomo Mitsui Trust Group
15
Sumitomo Mitsui Trust Group
Japan
$6.31M +$1.37M +64,706 +29%
Raymond James Financial
16
Raymond James Financial
Florida
$6.22M -$461K -21,840 -7%
Franklin Resources
17
Franklin Resources
California
$5.81M -$1.03M -48,931 -16%
Morgan Stanley
18
Morgan Stanley
New York
$5.28M +$95.4K +4,521 +2%
Goldman Sachs
19
Goldman Sachs
New York
$5.07M -$42.6K -2,019 -0.9%
WF
20
Womack Financial
Texas
$4.81M +$227K +10,771 +5%
LPL Financial
21
LPL Financial
California
$4.76M +$423K +20,045 +10%
First Manhattan
22
First Manhattan
New York
$4.56M -$272K -12,903 -6%
Millennium Management
23
Millennium Management
New York
$4.37M +$1.42M +67,116 +52%
BPA
24
Beacon Pointe Advisors
California
$4.32M
Connor, Clark & Lunn Investment Management (CC&L)
25
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$4.18M +$3.99M +188,921 New