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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
SMH
1
Sanders Morris Harris
Texas
$18.2M -$862K -42,200 -5%
ZIG
2
Zuckerman Investment Group
Illinois
$18.1M -$567K -27,758 -3%
PAIM
3
Punch & Associates Investment Management
Minnesota
$13.4M -$5.74M -280,960 -32%
First Manhattan
4
First Manhattan
New York
$10.1M -$329K -16,123 -3%
SIS
5
Sound Income Strategies
Florida
$8.61M +$7.9M +386,944 +21,402%
VanEck Associates
6
VanEck Associates
New York
$7.73M +$1.44M +70,550 +25%
AAM
7
Advisors Asset Management
Colorado
$3.28M +$127K +6,197 +4%
MCM
8
Moerus Capital Management
New York
$2.99M +$359K +17,602 +15%
GWI
9
Grace & White Inc
New York
$2.99M
Legal & General Group
10
Legal & General Group
United Kingdom
$2.86M +$28K +1,373 +1%
HWAM
11
Hennion & Walsh Asset Management
New Jersey
$2.6M +$2.4M +117,375 New
BlackRock
12
BlackRock
New York
$2.56M +$21.7K +1,065 +0.9%
CIM
13
Confluence Investment Management
Missouri
$2.35M -$542K -26,552 -20%
Arrowstreet Capital
14
Arrowstreet Capital
Massachusetts
$2.32M -$1.06M -51,768 -33%
Creative Planning
15
Creative Planning
Kansas
$1.85M +$1.7M +83,350 New
Millennium Management
16
Millennium Management
New York
$1.8M -$702K -34,387 -30%
QC
17
Quadrature Capital
United Kingdom
$1.53M +$175K +8,559 +14%
Two Sigma Investments
18
Two Sigma Investments
New York
$1.46M -$311K -15,226 -19%
AM
19
Ares Management
California
$1.4M -$3.97M -194,606 -76%
Morgan Stanley
20
Morgan Stanley
New York
$1.39M +$471K +23,077 +58%
Ameriprise
21
Ameriprise
Minnesota
$1.35M +$1.25M +61,036 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.28M +$112K +5,484 +11%
BRWA
23
B. Riley Wealth Advisors
Florida
$1.25M +$10.5K +512 +0.9%
LCWP
24
Legacy Capital Wealth Partners
Arkansas
$1.2M +$1.92K +94 +0.2%
Bank of America
25
Bank of America
North Carolina
$1.07M +$983K +48,130 New