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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Investments
1
Two Sigma Investments
New York
$52M +$29.4M +1,300,266 +124%
VanEck Associates
2
VanEck Associates
New York
$24.9M -$5.72M -252,755 -18%
SMH
3
Sanders Morris Harris
Texas
$24.6M +$25.2M +1,111,173 New
SIS
4
Sound Income Strategies
Florida
$19.8M +$393K +17,362 +2%
UBS Group
5
UBS Group
Switzerland
$18.9M +$837K +36,983 +5%
EF
6
Empowered Funds
Pennsylvania
$13.7M +$14M +619,098 New
EF
7
Empirical Finance
Pennsylvania
$13.7M +$14M +618,866 New
MW
8
Melia Wealth
Oklahoma
$11.4M +$283K +12,490 +2%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$10M +$635K +28,067 +7%
Legal & General Group
10
Legal & General Group
United Kingdom
$9.8M +$1.21M +53,558 +14%
MC
11
Muzinich & Co
New York
$9.43M +$20.8K +921 +0.2%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$8.91M +$380K +16,788 +4%
CM
13
Columbus Macro
Pennsylvania
$7.91M +$278K +12,261 +4%
Franklin Resources
14
Franklin Resources
California
$7.28M +$1.51M +66,822 +25%
EP
15
EPIQ Partners
Minnesota
$6.91M +$30.8K +1,361 +0.4%
Sumitomo Mitsui Trust Group
16
Sumitomo Mitsui Trust Group
Japan
$6.3M
BlackRock
17
BlackRock
New York
$6.12M -$3.3M -145,767 -35%
Raymond James Financial
18
Raymond James Financial
Florida
$5.85M -$370K -16,354 -6%
WF
19
Womack Financial
Texas
$5.14M +$343K +15,150 +7%
LPL Financial
20
LPL Financial
California
$5.13M +$383K +16,933 +8%
Millennium Management
21
Millennium Management
New York
$4.52M +$167K +7,380 +4%
BPA
22
Beacon Pointe Advisors
California
$4.35M +$39.6K +1,750 +0.9%
First Manhattan
23
First Manhattan
New York
$4.18M -$388K -17,143 -8%
Morgan Stanley
24
Morgan Stanley
New York
$4.07M -$1.23M -54,236 -23%
GWI
25
Grace & White Inc
New York
$3.64M