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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
UBP
1
Union Bancaire Privee
Switzerland
$45.1M +$14.3K +694 +5%
SMH
2
Sanders Morris Harris
Texas
$30.6M -$880K -42,725 -3%
VanEck Associates
3
VanEck Associates
New York
$29.7M +$3.71M +180,368 +15%
Two Sigma Advisers
4
Two Sigma Advisers
New York
$21.7M -$647K -31,400 -3%
UBS Group
5
UBS Group
Switzerland
$17.3M +$10M +486,183 +164%
Two Sigma Investments
6
Two Sigma Investments
New York
$16.8M -$768K -37,279 -5%
SIS
7
Sound Income Strategies
Florida
$15.5M +$1.77M +86,185 +14%
Balyasny Asset Management
8
Balyasny Asset Management
Illinois
$12M -$5.29M -256,856 -32%
Millennium Management
9
Millennium Management
New York
$11.6M +$777K +37,742 +8%
TA
10
Tectonic Advisors
Texas
$11.5M +$1.67M +81,213 +18%
MW
11
Melia Wealth
Oklahoma
$10.2M +$878K +42,665 +10%
ZIG
12
Zuckerman Investment Group
Illinois
$10.1M +$687K +33,355 +8%
Citadel Advisors
13
Citadel Advisors
Florida
$9.02M +$1.56M +75,824 +23%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$7.97M +$5.97M +289,778 +403%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$7.4M +$5.98M +290,335 +640%
Legal & General Group
16
Legal & General Group
United Kingdom
$7.33M +$300K +14,573 +5%
BlackRock
17
BlackRock
New York
$7.07M +$1.21M +58,889 +22%
Franklin Resources
18
Franklin Resources
California
$6.41M -$162K -7,861 -3%
CM
19
Columbus Macro
Pennsylvania
$6.41M +$5.99M +290,704 New
Raymond James Financial
20
Raymond James Financial
Florida
$6.32M -$288K -14,003 -5%
EP
21
EPIQ Partners
Minnesota
$5.88M +$235K +11,400 +4%
First Manhattan
22
First Manhattan
New York
$5.71M -$580K -28,150 -10%
HF
23
HRT Financial
New York
$5.33M +$3.18M +154,384 +176%
Morgan Stanley
24
Morgan Stanley
New York
$5.01M +$1.39M +67,598 +42%
BPA
25
Beacon Pointe Advisors
California
$4.99M -$3.88M -188,277 -45%