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CSWC icon

HRT Financial’s Capital Southwest CSWC Stock Holding History

HRT Financial’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$2.07M Buy
93,416
+30,271
+48% +$685K 0.01% 1597
2025
Q4 		$1.4M Sell
63,145
-195,825
-76% -$4.13M ﹤0.01% 1524
2025
Q3 		$5.66M Buy
258,970
+16,890
+7% +$384K 0.02% 633
2025
Q2 		$5.33M Buy
242,080
+154,384
+176% +$3.18M 0.02% 501
2025
Q1 		$1.96M Sell
87,696
-39,004
-31% -$881K 0.01% 822
2024
Q4 		$2.76M Buy
126,700
+54,914
+76% +$1.29M 0.01% 616
2024
Q3 		$1.81M Buy
+71,786
New +$1.82M 0.01% 920
2024
Q2 		– Sell
-45,145
Closed -$1.13M – 2361
2024
Q1 		$1.13M Buy
45,145
+29,156
+182% +$711K 0.01% 827
2023
Q4 		$378K Buy
+15,989
New +$357K ﹤0.01% 1514
2022
Q2 		– Sell
-10,495
Closed -$249K – 3046
2022
Q1 		$249K Sell
10,495
-20,316
-66% -$498K ﹤0.01% 2366
2021
Q4 		$778K Buy
30,811
+15,831
+106% +$423K ﹤0.01% 1338
2021
Q3 		$377K Sell
14,980
-10,885
-42% -$283K ﹤0.01% 2250
2021
Q2 		$600K Buy
25,865
+2,982
+13% +$74K 0.01% 1602
2021
Q1 		$507K Buy
+22,883
New +$467K 0.01% 1766

Other funds holding CSWC

Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

HRT Financial's CSWC Position: Q1 2026 in Review

HRT Financial increased its Capital Southwest (CSWC) stake by 48% in Q1 2026, buying an estimated $685K and bringing the position to 93,416 shares worth $2.07M. The position accounts for 0.01% of the portfolio, ranked #1597.

HRT Financial first reported a position in CSWC in Q1 2021 and has held it in 14 quarters since. The position peaked at $5.66M in Q3 2025. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

  • HRT Financial held 93,416 shares of Capital Southwest worth $2.07M as of Q1 2026.
  • HRT Financial bought 30,271 Capital Southwest shares in Q1 2026, an estimated $685K.
  • Capital Southwest made up 0.01% of HRT Financial's portfolio in Q1 2026, its #1597 holding.
  • HRT Financial first reported a position in Capital Southwest in Q1 2021 and has held it in 14 quarters since.
  • HRT Financial's Capital Southwest position peaked at $5.66M in Q3 2025.
  • 168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on HRT Financial's 13F filing for Q1 2026, filed 14 May 2026.