Connor, Clark & Lunn Investment Management (CC&L)’s Capital Southwest CSWC Stock Holding History

Connor, Clark & Lunn Investment Management (CC&L)’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-188,921	Closed	-$4.18M	–	1582
2025 Q4	$4.18M	Buy	+188,921	New	+$3.99M	0.01%	701
2024 Q2	–	Sell	-18,546	Closed	-$463K	–	1436
2024 Q1	$463K	Buy	18,546 +6,264	+51%	+$153K	﹤0.01%	1135
2023 Q4	$291K	Sell	12,282 -31,889	-72%	-$711K	﹤0.01%	1181
2023 Q3	$1.01M	Buy	44,171 +31,796	+257%	+$689K	0.01%	810
2023 Q2	$244K	Buy	+12,375	New	+$228K	﹤0.01%	1151
2020 Q1	–	Sell	-11,175	Closed	-$233K	–	1045
2019 Q4	$233K	Sell	11,175 -8,375	-43%	-$181K	﹤0.01%	814
2019 Q3	$426K	Sell	19,550 -425	-2%	-$9.17K	﹤0.01%	718
2019 Q2	$418K	Buy	19,975 +7,450	+59%	+$162K	﹤0.01%	759
2019 Q1	$264K	Buy	+12,525	New	+$267K	﹤0.01%	777

Other funds holding CSWC

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Empowered Funds Havertown, Pennsylvania $19B AUM 51.73% 1-Year Est. Return

Empirical Finance Havertown, Pennsylvania $2.41B AUM 41.48% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $174M AUM 9.16% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L)'s CSWC Position: Q1 2026 in Review

Connor, Clark & Lunn Investment Management (CC&L) sold out of Capital Southwest (CSWC) in Q1 2026, closing a stake of 188,921 shares — an estimated $4.18M sold.

Connor, Clark & Lunn Investment Management (CC&L) first reported a position in CSWC in Q1 2019 and held it in 9 quarters. The position peaked at $4.18M in Q4 2025. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

Connor, Clark & Lunn Investment Management (CC&L) reported no remaining Capital Southwest position as of Q1 2026 after selling out during the quarter.
Connor, Clark & Lunn Investment Management (CC&L) sold 188,921 Capital Southwest shares in Q1 2026, an estimated $4.18M.
Connor, Clark & Lunn Investment Management (CC&L) first reported a position in Capital Southwest in Q1 2019 and held it in 9 quarters.
Connor, Clark & Lunn Investment Management (CC&L)'s Capital Southwest position peaked at $4.18M in Q4 2025.
168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Connor, Clark & Lunn Investment Management (CC&L)'s 13F filing for Q1 2026, filed 11 May 2026.