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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$32.4M
AUM Growth
-$310K
Cap. Flow
-$17.4M
Cap. Flow %
-53.88%
Top 10 Hldgs %
66.48%
Holding
52
New
3
Increased
6
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
HASI icon
Hannon Armstrong Sustainable Infrastructure Capital
HASI
+$452K
2
TRIN icon
Trinity Capital
TRIN
+$313K
3
CIVI
Civitas Resources
CIVI
+$253K
4
PSEC icon
Prospect Capital
PSEC
+$235K
5
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$197K

Top Sells

Rank Stock Value
1
CODI icon
Compass Diversified
CODI
+$1.58M
2
MMM icon
3M
MMM
+$399K
3
JEF icon
Jefferies Financial Group
JEF
+$319K
4
PNNT
Pennant Park Investment Corp
PNNT
+$251K
5
AFCG
AFC Gamma
AFCG
+$116K

Sector Composition

Rank Sector Weight
1 Financials 21.82%
2 Real Estate 6.91%
3 Communication Services 3.55%
4 Energy 2.48%
5 Consumer Staples 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APO icon
1
Apollo Global Management
APO
$70.7B
$1.35M 4.17%
10,805
-469
-4% -$54.1K
MAIN icon
2
Main Street Capital
MAIN
$4.97B
$955K 2.95%
19,039
-871
-4% -$43.5K
VICI icon
3
VICI Properties
VICI
$29.4B
$909K 2.81%
27,275
-743
-3% -$23.5K
PSEC icon
4
Prospect Capital
PSEC
$1.06B
$779K 2.41%
145,605
+44,301
+44% +$235K
CG icon
5
Carlyle Group
CG
$16.3B
$687K 2.12%
15,952
+107
+0.7% +$4.49K
TRIN icon
6
Trinity Capital
TRIN
$1.55B
$639K 1.97%
47,081
+22,190
+89% +$313K
T icon
7
AT&T
T
$165B
$632K 1.95%
28,745
+2,638
+10% +$52.5K
ENB icon
8
Enbridge
ENB
$124B
$594K 1.84%
14,630
-876
-6% -$33.7K
VZ icon
9
Verizon
VZ
$194B
$518K 1.6%
11,542
-275
-2% -$11.5K
O icon
10
Realty Income
O
$61.2B
$501K 1.55%
7,901
-116
-1% -$6.9K
HASI icon
11
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$484K 1.5%
+14,043
New +$452K
PNNT
12
Pennant Park Investment Corp
PNNT
$215M
$477K 1.47%
68,210
-35,183
-34% -$251K
CSWC icon
13
Capital Southwest
CSWC
$1.46B
$403K 1.25%
15,946
-197
-1% -$4.99K
RITM icon
14
Rithm Capital
RITM
$5.09B
$386K 1.19%
34,038
-930
-3% -$10.6K
VWO icon
15
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$368K 1.14%
7,689
+5
+0.1% +$223
NXDT
16
NexPoint Diversified Real Estate Trust
NXDT
$281M
$366K 1.13%
58,624
-1,699
-3% -$10.1K
EFA icon
17
iShares MSCI EAFE ETF
EFA
$76.4B
$353K 1.09%
4,220
– –
IIPR icon
18
Innovative Industrial Properties
IIPR
$1.78B
$322K 0.99%
2,390
– –
VCTR icon
19
Victory Capital Holdings
VCTR
$6.08B
$304K 0.94%
5,494
-495
-8% -$25.6K
ADX icon
20
Adams Diversified Equity Fund
ADX
$3.17B
$296K 0.91%
13,728
-844
-6% -$18K
KHC icon
21
Kraft Heinz
KHC
$30.4B
$282K 0.87%
8,038
-131
-2% -$4.51K
AWF
22
AllianceBernstein Global High Income Fund
AWF
$867M
$280K 0.87%
24,725
-1,532
-6% -$16.6K
CSQ icon
23
Calamos Strategic Total Return Fund
CSQ
$3.21B
$277K 0.86%
15,981
-999
-6% -$16.8K
HYT icon
24
BlackRock Corporate High Yield Fund
HYT
$1.36B
$273K 0.84%
27,117
-1,730
-6% -$17K
GROW icon
25
US Global Investors
GROW
$36.3M
$270K 0.84%
104,787
-2,531
-2% -$6.55K
1
2

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SMH Capital Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, SMH Capital Advisors held 52 positions worth $32.4M, down 0.95% from $32.7M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

SMH Capital Advisors withdrew a net $17.4M in Q3 2024, closing 9 positions and reducing 27 holdings. Its most notable exit was Compass Diversified, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, SMH Capital Advisors opened a new position in Hannon Armstrong Sustainable Infrastructure Capital worth $484K.

  • SMH Capital Advisors's largest Q3 2024 buy was Hannon Armstrong Sustainable Infrastructure Capital: 14,043 shares worth $484K.
  • SMH Capital Advisors added most to Trinity Capital in Q3 2024, an estimated $313K increase.
  • SMH Capital Advisors's biggest Q3 2024 reduction was Pennant Park Investment Corp, cutting an estimated $251K.
  • SMH Capital Advisors fully exited Compass Diversified in Q3 2024, selling an estimated $1.58M.
  • SMH Capital Advisors's ten largest holdings make up 66% of its $32.4M portfolio in Q3 2024.
  • SMH Capital Advisors opened 3 new positions and closed 9 in Q3 2024.
  • SMH Capital Advisors's portfolio value fell 0.95% quarter-over-quarter to $32.4M.

Based on SMH Capital Advisors's 13F filing for Q3 2024, filed 8 Nov 2024.