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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+1.16%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$49M
AUM Growth
+$4.96M
Cap. Flow
+$5.41M
Cap. Flow %
11.04%
Top 10 Hldgs %
74.62%
Holding
58
New
12
Increased
26
Reduced
5
Closed
7

Top Buys

Rank Stock Value
1
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$3.28M
2
PSEC icon
Prospect Capital
PSEC
+$877K
3
HTGC icon
Hercules Capital
HTGC
+$777K
4
CSWC icon
Capital Southwest
CSWC
+$712K
5
OWL icon
Blue Owl Capital
OWL
+$631K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$687K
2
PNNT
Pennant Park Investment Corp
PNNT
+$467K
3
VZ icon
Verizon
VZ
+$464K
4
CODI icon
Compass Diversified
CODI
+$460K
5
VCTR icon
Victory Capital Holdings
VCTR
+$260K

Sector Composition

Rank Sector Weight
1 Financials 21.72%
2 Real Estate 5.35%
3 Energy 2.45%
4 Consumer Discretionary 1.23%
5 Communication Services 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHY icon
1
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.4B
$4.76M 9.71%
200,000
+138,000
+223% +$3.28M
TRIN icon
2
Trinity Capital
TRIN
$1.55B
$2.1M 4.28%
138,961
+3,476
+3% +$53.8K
CSWC icon
3
Capital Southwest
CSWC
$1.46B
$1.55M 3.17%
76,509
+31,294
+69% +$712K
VICI icon
4
VICI Properties
VICI
$29.4B
$1.32M 2.7%
44,111
+3,041
+7% +$100K
PSEC icon
5
Prospect Capital
PSEC
$1.06B
$1.17M 2.38%
438,847
+293,311
+202% +$877K
OWL icon
6
Blue Owl Capital
OWL
$6.39B
$1.07M 2.18%
67,902
+33,156
+95% +$631K
MAIN icon
7
Main Street Capital
MAIN
$4.97B
$1.06M 2.17%
18,678
+48
+0.3% +$3.1K
CG icon
8
Carlyle Group
CG
$16.3B
$1.01M 2.07%
19,005
-47
-0.2% -$2.94K
CIVI
9
DELISTED
Civitas Resources
CIVI
$742K 1.51%
25,731
+5,037
+24% +$161K
HTGC icon
10
Hercules Capital
HTGC
$2.94B
$727K 1.48%
+40,565
New +$777K
DKS icon
11
Dick's Sporting Goods
DKS
$18.4B
$603K 1.23%
2,723
– –
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$562K 1.15%
824
-1,072
-57% -$687K
HPK icon
13
HighPeak Energy
HPK
$967M
$458K 0.93%
+68,830
New +$566K
O icon
14
Realty Income
O
$61.2B
$446K 0.91%
7,698
+13
+0.2% +$757
VWO icon
15
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$421K 0.86%
7,652
-84
-1% -$4.33K
EFA icon
16
iShares MSCI EAFE ETF
EFA
$76.4B
$402K 0.82%
4,250
– –
RITM icon
17
Rithm Capital
RITM
$5.09B
$394K 0.8%
35,944
+1,830
+5% +$22.2K
HASI icon
18
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$383K 0.78%
13,823
+37
+0.3% +$1.02K
FUBO icon
19
FuboTV Inc
FUBO
$245M
$375K 0.76%
+8,256
New +$374K
ADX icon
20
Adams Diversified Equity Fund
ADX
$3.17B
$307K 0.63%
13,188
+119
+0.9% +$2.6K
CSQ icon
21
Calamos Strategic Total Return Fund
CSQ
$3.21B
$291K 0.59%
15,081
+159
+1% +$2.96K
NIE
22
Virtus Equity & Convertible Income Fund
NIE
$718M
$277K 0.57%
10,689
+144
+1% +$3.52K
CGBD icon
23
Carlyle Secured Lending
CGBD
$698M
$277K 0.57%
21,925
– –
AWF
24
AllianceBernstein Global High Income Fund
AWF
$867M
$265K 0.54%
24,089
+364
+2% +$4.07K
HYT icon
25
BlackRock Corporate High Yield Fund
HYT
$1.36B
$253K 0.52%
26,560
+434
+2% +$4.19K
1
2

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SMH Capital Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, SMH Capital Advisors held 58 positions worth $49M, up 11% from $44.1M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

SMH Capital Advisors deployed $5.41M of net new capital in Q3 2025, opening 12 new positions and adding to 26 existing holdings. Its largest new stake was Hercules Capital: 40,565 shares worth $727K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 19% a quarter earlier, followed by Real Estate and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $687K trimmed.

  • SMH Capital Advisors's largest Q3 2025 buy was Hercules Capital: 40,565 shares worth $727K.
  • SMH Capital Advisors added most to State Street SPDR Portfolio High Yield Bond ETF in Q3 2025, an estimated $3.28M increase.
  • SMH Capital Advisors's biggest Q3 2025 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $687K.
  • SMH Capital Advisors fully exited Pennant Park Investment Corp in Q3 2025, selling an estimated $467K.
  • SMH Capital Advisors's ten largest holdings make up 75% of its $49M portfolio in Q3 2025.
  • SMH Capital Advisors opened 12 new positions and closed 7 in Q3 2025.
  • SMH Capital Advisors's portfolio value rose 11% quarter-over-quarter to $49M.

Based on SMH Capital Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.