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SCA
SMH Capital Advisors Portfolio holdings
AUM
$32.9M
1-Year Est. Return
1.53%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$42.8M
AUM Growth
-$3.37M
(-7.3%)
Cap. Flow
-$33.5M
Cap. Flow
% of AUM
-78.3%
Top 10 Holdings %
Top 10 Hldgs %
82.85%
Holding
57
New
1
Increased
8
Reduced
26
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Main Street Capital
MAIN
|
+$741K |
| 2 |
Verizon
VZ
|
+$135K |
| 3 |
Capital Southwest
CSWC
|
+$12.8K |
| 4 |
EIM
Eaton Vance Municipal Bond Fund
EIM
|
+$920 |
| 5 |
Nuveen Quality Municipal Income Fund
NAD
|
+$892 |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chevron
CVX
|
+$645K |
| 2 |
SCU
Sculptor Capital Management, Inc. Class A Common Stock
SCU
|
+$578K |
| 3 |
ExxonMobil
XOM
|
+$502K |
| 4 |
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
|
+$274K |
| 5 |
Gabelli Dividend & Income Trust
GDV
|
+$270K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 10.61% |
| 2 | Industrials | 3.5% |
| 3 | Communication Services | 1.89% |
| 4 | Real Estate | 1.6% |
| 5 | Technology | 1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Compass Diversified
CODI
$755M
| $1.36M | 3.17% |
72,231
-3,953
| -5% | -$83.1K |
|
2
Apollo Global Management
APO
$70.7B
| $1.1M | 2.56% |
12,206
-1,620
| -12% | -$136K |
|
|
3
Main Street Capital
MAIN
$4.97B
| $738K | 1.72% |
+18,166
| New | +$741K |
|
4
Prospect Capital
PSEC
$1.06B
| $609K | 1.42% |
100,720
+1
| +0% | +$6 |
|
|
NXDT
5
NexPoint Diversified Real Estate Trust
NXDT
$281M
| $495K | 1.16% |
56,786
-4,298
| -7% | -$46K |
|
6
VICI Properties
VICI
$29.4B
| $443K | 1.03% |
15,232
-367
| -2% | -$11.4K |
|
7
IBM
IBM
$202B
| $430K | 1% |
3,065
-408
| -12% | -$58.1K |
|
|
8
Verizon
VZ
$194B
| $413K | 0.96% |
12,730
+4,001
| +46% | +$135K |
|
9
AT&T
T
$165B
| $395K | 0.92% |
26,321
-3,079
| -10% | -$45.1K |
|
|
10
Capital Southwest
CSWC
$1.46B
| $390K | 0.91% |
17,023
+592
| +4% | +$12.8K |
|
11
US Global Investors
GROW
$36.3M
| $323K | 0.75% |
113,323
-14,943
| -12% | -$45.3K |
|
|
AFCG
12
AFC Gamma
AFCG
$58.6M
| $305K | 0.71% |
37,986
| – | – |
|
13
Invesco QQQ Trust
QQQ
$455B
| $286K | 0.67% |
798
-133
| -14% | -$49.3K |
|
14
Kraft Heinz
KHC
$30.4B
| $278K | 0.65% |
8,259
-1,369
| -14% | -$47.3K |
|
|
NIE
15
Virtus Equity & Convertible Income Fund
NIE
$718M
| $267K | 0.62% |
13,418
-3,689
| -22% | -$77.3K |
|
16
Jefferies Financial Group
JEF
$12.9B
| $262K | 0.61% |
7,158
-509
| -7% | -$18.2K |
|
17
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $259K | 0.6% |
605
-96
| -14% | -$42.7K |
|
|
AWF
18
AllianceBernstein Global High Income Fund
AWF
$867M
| $253K | 0.59% |
26,121
-7,285
| -22% | -$71.8K |
|
19
BlackRock Corporate High Yield Fund
HYT
$1.36B
| $250K | 0.58% |
29,005
-7,997
| -22% | -$71.7K |
|
20
iShares MSCI EAFE ETF
EFA
$76.4B
| $249K | 0.58% |
3,612
-573
| -14% | -$41K |
|
21
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $249K | 0.58% |
3,380
| – | – |
|
22
Perella Weinberg Partners
PWP
$1.14B
| $242K | 0.56% |
23,796
-1,045
| -4% | -$10.6K |
|
23
Adams Diversified Equity Fund
ADX
$3.17B
| $237K | 0.55% |
14,262
-4,509
| -24% | -$77.5K |
|
24
Calamos Strategic Total Return Fund
CSQ
$3.21B
| $235K | 0.55% |
16,686
-4,587
| -22% | -$67.5K |
|
25
BlackRock Credit Allocation Income Trust
BTZ
$927M
| $230K | 0.54% |
23,744
-6,547
| -22% | -$65.7K |
|
Similar funds
MP
RL
PE
SP
QCA
WTG
VL
MAM
SMH Capital Advisors's Q3 2023 Portfolio in Review
As of Q3 2023, SMH Capital Advisors held 57 positions worth $42.8M, down 7.3% from $46.2M the previous quarter. Its ten largest holdings account for 83% of the portfolio.
SMH Capital Advisors withdrew a net $33.5M in Q3 2023, closing 17 positions and reducing 26 holdings. Its most notable exit was Chevron, an estimated $645K position sold in full.
By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Industrials and Communication Services.
Against the trend, SMH Capital Advisors opened a new position in Main Street Capital worth $738K.
- SMH Capital Advisors's largest Q3 2023 buy was Main Street Capital: 18,166 shares worth $738K.
- SMH Capital Advisors added most to Verizon in Q3 2023, an estimated $135K increase.
- SMH Capital Advisors's biggest Q3 2023 reduction was Apollo Global Management, cutting an estimated $136K.
- SMH Capital Advisors fully exited Chevron in Q3 2023, selling an estimated $645K.
- SMH Capital Advisors's ten largest holdings make up 83% of its $42.8M portfolio in Q3 2023.
- SMH Capital Advisors opened 1 new position and closed 17 in Q3 2023.
- SMH Capital Advisors's portfolio value fell 7.3% quarter-over-quarter to $42.8M.
Based on SMH Capital Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.