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SCA
SMH Capital Advisors Portfolio holdings
AUM
$32.9M
1-Year Est. Return
1.53%
This Fund
S&P 500
This Quarter
Est. Return
-2.49%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$49.3M
AUM Growth
-$9.04M
(-15%)
Cap. Flow
-$7.55M
Cap. Flow
% of AUM
-15.32%
Top 10 Holdings %
Top 10 Hldgs %
86.69%
Holding
36
New
5
Increased
6
Reduced
21
Closed
3
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$315K |
| 2 |
Chevron
CVX
|
+$253K |
| 3 |
Pitney Bowes
PBI
|
+$161K |
| 4 |
ExxonMobil
XOM
|
+$62.1K |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$3.45K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MidCap Financial Investment
MFIC
|
+$828K |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$603K |
| 3 |
Apollo Global Management
APO
|
+$507K |
| 4 |
Blackstone
BX
|
+$494K |
| 5 |
Ares Capital
ARCC
|
+$362K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.06% |
| 2 | Technology | 1.6% |
| 3 | Energy | 0.92% |
| 4 | Industrials | 0.87% |
| 5 | Healthcare | 0.49% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
| $1.1M | 2.24% |
10,943
+33
| +0.3% | +$3.45K |
|
2
iShares Core US Aggregate Bond ETF
AGG
$138B
| $1.06M | 2.16% |
9,989
-1,474
| -13% | -$155K |
|
3
Oaktree Specialty Lending
OCSL
$1.03B
| $997K | 2.02% |
78,589
-1,559
| -2% | -$21.3K |
|
4
Prospect Capital
PSEC
$1.06B
| $953K | 1.93% |
151,073
-3,342
| -2% | -$22.6K |
|
|
OAK
5
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
| $819K | 1.66% |
20,608
+4
| +0% | +$164 |
|
6
iShares Mortgage Real Estate ETF
REM
$542M
| $684K | 1.39% |
17,115
+6
| +0% | +$255 |
|
7
IBM
IBM
$202B
| $535K | 1.09% |
4,919
-88
| -2% | -$10.6K |
|
|
SCU
8
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $330K | 0.67% |
35,848
+5
| +0% | +$61 |
|
9
SLR Investment Corp
SLRC
$706M
| $304K | 0.62% |
15,829
-11,939
| -43% | -$246K |
|
|
10
Blackstone
BX
$104B
| $291K | 0.59% |
9,765
-14,959
| -61% | -$494K |
|
|
11
Apple
AAPL
$4.89T
| $256K | 0.52% |
+6,492
| New | +$315K |
|
12
Compass Diversified
CODI
$755M
| $242K | 0.49% |
19,444
+2
| +0% | +$31 |
|
|
PDLI
13
DELISTED
PDL BioPharma, Inc.
PDLI
| $242K | 0.49% |
83,359
-10,349
| -11% | -$28.4K |
|
|
14
Apollo Global Management
APO
$70.7B
| $239K | 0.48% |
9,758
-17,651
| -64% | -$507K |
|
|
15
Chevron
CVX
$388B
| $238K | 0.48% |
+2,188
| New | +$253K |
|
|
16
Ares Capital
ARCC
$13.5B
| $226K | 0.46% |
14,520
-21,865
| -60% | -$362K |
|
17
BlackRock Credit Allocation Income Trust
BTZ
$927M
| $224K | 0.45% |
20,044
-3,315
| -14% | -$38.8K |
|
18
BlackRock Corporate High Yield Fund
HYT
$1.36B
| $222K | 0.45% |
23,926
-3,917
| -14% | -$38.5K |
|
|
AWF
19
AllianceBernstein Global High Income Fund
AWF
$867M
| $221K | 0.45% |
21,014
-3,492
| -14% | -$38.5K |
|
|
20
ExxonMobil
XOM
$651B
| $214K | 0.43% |
3,144
+791
| +34% | +$62.1K |
|
21
Verizon
VZ
$194B
| $205K | 0.42% |
3,640
-251
| -6% | -$14.2K |
|
|
22
Pitney Bowes
PBI
$2.42B
| $188K | 0.38% |
+22,307
| New | +$161K |
|
23
Calamos Strategic Total Return Fund
CSQ
$3.21B
| $139K | 0.28% |
13,123
-1,959
| -13% | -$23K |
|
|
TEI
24
Templeton Emerging Markets Income Fund
TEI
$310M
| $137K | 0.28% |
14,231
-2,312
| -14% | -$22.3K |
|
25
Adams Diversified Equity Fund
ADX
$3.17B
| $135K | 0.27% |
10,685
-1,506
| -12% | -$22.1K |
|
Similar funds
MP
RL
PE
SP
QCA
WTG
VL
MAM
SMH Capital Advisors's Q4 2018 Portfolio in Review
As of Q4 2018, SMH Capital Advisors held 36 positions worth $49.3M, down 15% from $58.3M the previous quarter. Its ten largest holdings account for 87% of the portfolio.
SMH Capital Advisors withdrew a net $7.55M in Q4 2018, closing 3 positions and reducing 21 holdings. Its most notable exit was MidCap Financial Investment, an estimated $828K position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.1% of assets, down from 12% a quarter earlier, followed by Technology and Energy.
Against the trend, SMH Capital Advisors opened a new position in Apple worth $256K.
- SMH Capital Advisors's largest Q4 2018 buy was Apple: 6,492 shares worth $256K.
- SMH Capital Advisors added most to ExxonMobil in Q4 2018, an estimated $62.1K increase.
- SMH Capital Advisors's biggest Q4 2018 reduction was Apollo Global Management, cutting an estimated $507K.
- SMH Capital Advisors fully exited MidCap Financial Investment in Q4 2018, selling an estimated $828K.
- SMH Capital Advisors's ten largest holdings make up 87% of its $49.3M portfolio in Q4 2018.
- SMH Capital Advisors opened 5 new positions and closed 3 in Q4 2018.
- SMH Capital Advisors's portfolio value fell 15% quarter-over-quarter to $49.3M.
Based on SMH Capital Advisors's 13F filing for Q4 2018, filed 29 Jan 2019.