SMH Capital Advisors’s Ares Capital ARCC Stock Holding History

SMH Capital Advisors’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-10,326	Closed	-$193K	–	36
2019 Q4	$193K	Hold	10,326	–	–	0.38%	32
2019 Q3	$192K	Hold	10,326	–	–	0.42%	28
2019 Q2	$185K	Hold	10,326	–	–	0.45%	28
2019 Q1	$177K	Sell	10,326 -4,194	-29%	-$70.3K	0.34%	31
2018 Q4	$226K	Sell	14,520 -21,865	-60%	-$362K	0.46%	23
2018 Q3	$625K	Sell	36,385 -253	-0.7%	-$4.34K	1.07%	17
2018 Q2	$603K	Sell	36,638 -110	-0.3%	-$1.81K	0.98%	21
2018 Q1	$583K	Buy	36,748 +13	+0%	+$206	0.9%	23
2017 Q4	$577K	Buy	+36,735	New	+$597K	0.97%	21

Other funds holding ARCC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

SMH Capital Advisors's ARCC Position: Q1 2020 in Review

SMH Capital Advisors sold out of Ares Capital (ARCC) in Q1 2020, closing a stake of 10,326 shares — an estimated $193K sold.

SMH Capital Advisors first reported a position in ARCC in Q4 2017 and held it in 9 quarters. The position peaked at $625K in Q3 2018. 510 funds tracked by Wall St. Rank hold ARCC as of Q1 2020.

SMH Capital Advisors reported no remaining Ares Capital position as of Q1 2020 after selling out during the quarter.
SMH Capital Advisors sold 10,326 Ares Capital shares in Q1 2020, an estimated $193K.
SMH Capital Advisors first reported a position in Ares Capital in Q4 2017 and held it in 9 quarters.
SMH Capital Advisors's Ares Capital position peaked at $625K in Q3 2018.
510 funds tracked by Wall St. Rank held Ares Capital as of Q1 2020.

Based on SMH Capital Advisors's 13F filing for Q1 2020, filed 27 Apr 2020.