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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+1.31%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$50.4M
AUM Growth
+$4.9M
Cap. Flow
+$3.02M
Cap. Flow %
5.99%
Top 10 Hldgs %
83.43%
Holding
44
New
10
Increased
24
Reduced
7
Closed
1

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$369K
2
KHC icon
Kraft Heinz
KHC
+$238K
3
HPQ icon
HP
HPQ
+$220K
4
LDP icon
Cohen & Steers Duration Preferred & Income Fund
LDP
+$200K
5
FAT
FAT Brands
FAT
+$184K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$383K
2
APO icon
Apollo Global Management
APO
+$144K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.07K
4
PDLI
PDL BioPharma, Inc.
PDLI
+$4.79K

Sector Composition

Rank Sector Weight
1 Financials 8.49%
2 Technology 1.76%
3 Industrials 1.14%
4 Energy 1.03%
5 Healthcare 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.35M 2.68%
12,027
+232
+2% +$26.1K
OCSL icon
2
Oaktree Specialty Lending
OCSL
$1.03B
$1.33M 2.64%
81,299
+431
+0.5% +$6.79K
PSEC icon
3
Prospect Capital
PSEC
$1.06B
$1.01M 2.01%
157,277
+764
+0.5% +$4.98K
SCU
4
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$793K 1.57%
35,862
+1
+0% +$19
REM icon
5
iShares Mortgage Real Estate ETF
REM
$542M
$763K 1.51%
17,126
+3
+0% +$130
IBM icon
6
IBM
IBM
$202B
$649K 1.29%
5,065
+22
+0.4% +$2.86K
CODI icon
7
Compass Diversified
CODI
$755M
$484K 0.96%
19,453
+2
+0% +$44
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$468K 0.93%
1,454
+1
+0.1% +$308
EFA icon
9
iShares MSCI EAFE ETF
EFA
$76.4B
$404K 0.8%
5,825
-75
-1% -$5.07K
VWO icon
10
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$388K 0.77%
+8,719
New +$369K
SLRC icon
11
SLR Investment Corp
SLRC
$706M
$365K 0.72%
17,716
+200
+1% +$4.11K
BTZ icon
12
BlackRock Credit Allocation Income Trust
BTZ
$930M
$351K 0.7%
25,079
+673
+3% +$9.18K
HYT icon
13
BlackRock Corporate High Yield Fund
HYT
$1.36B
$339K 0.67%
30,289
+825
+3% +$9.08K
AWF
14
AllianceBernstein Global High Income Fund
AWF
$867M
$323K 0.64%
26,613
+687
+3% +$8.25K
APO icon
15
Apollo Global Management
APO
$70.7B
$308K 0.61%
6,451
-3,369
-34% -$144K
CVX icon
16
Chevron
CVX
$388B
$282K 0.56%
2,338
+17
+0.7% +$2K
PDLI
17
DELISTED
PDL BioPharma, Inc.
PDLI
$260K 0.52%
80,063
-1,650
-2% -$4.79K
KHC icon
18
Kraft Heinz
KHC
$30.4B
$253K 0.5%
+7,860
New +$238K
VZ icon
19
Verizon
VZ
$194B
$243K 0.48%
3,955
+36
+0.9% +$2.17K
HPQ icon
20
HP
HPQ
$23.5B
$239K 0.47%
+11,637
New +$220K
XOM icon
21
ExxonMobil
XOM
$651B
$238K 0.47%
3,411
+32
+0.9% +$2.21K
EVT icon
22
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$224K 0.44%
8,758
+239
+3% +$5.94K
CSQ icon
23
Calamos Strategic Total Return Fund
CSQ
$3.21B
$223K 0.44%
16,385
+417
+3% +$5.47K
HTD
24
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$919M
$217K 0.43%
7,923
+197
+3% +$5.36K
ADX icon
25
Adams Diversified Equity Fund
ADX
$3.17B
$214K 0.42%
13,546
+513
+4% +$8.15K
1
2

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RL
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PE
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QCA
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SMH Capital Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, SMH Capital Advisors held 44 positions worth $50.4M, up 11% from $45.5M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

SMH Capital Advisors deployed $3.02M of net new capital in Q4 2019, opening 10 new positions and adding to 24 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 8,719 shares worth $388K.

By sector, the portfolio is most concentrated in Financials at 8.5% of assets, down from 9.2% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Apollo Global Management, an estimated $144K trimmed.

  • SMH Capital Advisors's largest Q4 2019 buy was Vanguard FTSE Emerging Markets ETF: 8,719 shares worth $388K.
  • SMH Capital Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $26.1K increase.
  • SMH Capital Advisors's biggest Q4 2019 reduction was Apollo Global Management, cutting an estimated $144K.
  • SMH Capital Advisors fully exited Apple in Q4 2019, selling an estimated $383K.
  • SMH Capital Advisors's ten largest holdings make up 83% of its $50.4M portfolio in Q4 2019.
  • SMH Capital Advisors opened 10 new positions and closed 1 in Q4 2019.
  • SMH Capital Advisors's portfolio value rose 11% quarter-over-quarter to $50.4M.

Based on SMH Capital Advisors's 13F filing for Q4 2019, filed 4 Feb 2020.