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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
-3.92%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$47.1M
AUM Growth
-$3.4M
Cap. Flow
+$3.34M
Cap. Flow %
7.1%
Top 10 Hldgs %
89.84%
Holding
44
New
1
Increased
24
Reduced
8
Closed
9

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$83.3K
2
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$23.1K
3
AWF
AllianceBernstein Global High Income Fund
AWF
+$22.9K
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$21.7K
5
TEI
Templeton Emerging Markets Income Fund
TEI
+$16K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$404K
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$388K
3
CVX icon
Chevron
CVX
+$282K
4
KHC icon
Kraft Heinz
KHC
+$253K
5
XOM icon
ExxonMobil
XOM
+$238K

Sector Composition

Rank Sector Weight
1 Financials 5.52%
2 Technology 1.59%
3 Industrials 0.65%
4 Communication Services 0.47%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.47M 3.13%
12,758
+731
+6% +$83.3K
OCSL icon
2
Oaktree Specialty Lending
OCSL
$1.03B
$799K 1.7%
82,163
+864
+1% +$12.6K
PSEC icon
3
Prospect Capital
PSEC
$1.06B
$679K 1.44%
159,842
+2,565
+2% +$15.1K
IBM icon
4
IBM
IBM
$202B
$543K 1.15%
5,117
+52
+1% +$6.58K
SCU
5
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$486K 1.03%
35,869
+7
+0% +$150
REM icon
6
iShares Mortgage Real Estate ETF
REM
$542M
$320K 0.68%
17,131
+5
+0% +$201
BTZ icon
7
BlackRock Credit Allocation Income Trust
BTZ
$927M
$311K 0.66%
26,683
+1,604
+6% +$21.7K
HYT icon
8
BlackRock Corporate High Yield Fund
HYT
$1.36B
$286K 0.61%
32,497
+2,208
+7% +$23.1K
AWF
9
AllianceBernstein Global High Income Fund
AWF
$867M
$265K 0.56%
28,617
+2,004
+8% +$22.9K
CODI icon
10
Compass Diversified
CODI
$755M
$261K 0.55%
19,454
+1
+0% +$20
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$220K 0.47%
852
-602
-41% -$184K
VZ icon
12
Verizon
VZ
$194B
$219K 0.47%
4,072
+117
+3% +$6.69K
PDLI
13
DELISTED
PDL BioPharma, Inc.
PDLI
$217K 0.46%
76,788
-3,275
-4% -$10.6K
APO icon
14
Apollo Global Management
APO
$70.7B
$216K 0.46%
6,459
+8
+0.1% +$344
SLRC icon
15
SLR Investment Corp
SLRC
$706M
$215K 0.46%
18,476
+760
+4% +$13.8K
HPQ icon
16
HP
HPQ
$23.5B
$207K 0.44%
11,902
+265
+2% +$5.36K
ADX icon
17
Adams Diversified Equity Fund
ADX
$3.17B
$181K 0.38%
14,386
+840
+6% +$12.5K
CSQ icon
18
Calamos Strategic Total Return Fund
CSQ
$3.21B
$170K 0.36%
17,412
+1,027
+6% +$12.9K
BIT icon
19
BlackRock Multi-Sector Income Trust
BIT
$696M
$147K 0.31%
12,184
+995
+9% +$15K
TEI
20
Templeton Emerging Markets Income Fund
TEI
$310M
$147K 0.31%
19,715
+1,849
+10% +$16K
EIM
21
Eaton Vance Municipal Bond Fund
EIM
$492M
$145K 0.31%
11,658
+70
+0.6% +$897
NAD icon
22
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$143K 0.3%
10,380
+36
+0.3% +$520
NEA icon
23
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$138K 0.29%
10,195
+38
+0.4% +$541
MUI
24
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$138K 0.29%
10,586
+35
+0.3% +$499
AFB
25
AllianceBernstein National Municipal Income Fund
AFB
$312M
$135K 0.29%
10,582
+55
+0.5% +$753
1
2

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SMH Capital Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, SMH Capital Advisors held 44 positions worth $47.1M, down 6.7% from $50.4M the previous quarter. Its ten largest holdings account for 90% of the portfolio.

SMH Capital Advisors deployed $3.34M of net new capital in Q1 2020, opening 1 new position and adding to 24 existing holdings.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 8.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $184K trimmed.

  • SMH Capital Advisors added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $83.3K increase.
  • SMH Capital Advisors's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $184K.
  • SMH Capital Advisors fully exited iShares MSCI EAFE ETF in Q1 2020, selling an estimated $404K.
  • SMH Capital Advisors's ten largest holdings make up 90% of its $47.1M portfolio in Q1 2020.
  • SMH Capital Advisors opened 1 new position and closed 9 in Q1 2020.
  • SMH Capital Advisors's portfolio value fell 6.7% quarter-over-quarter to $47.1M.

Based on SMH Capital Advisors's 13F filing for Q1 2020, filed 27 Apr 2020.