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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+5.21%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$39.5M
AUM Growth
-$3.5M
Cap. Flow
-$5.71M
Cap. Flow %
-14.45%
Top 10 Hldgs %
76.58%
Holding
51
New
7
Increased
7
Reduced
25
Closed
7

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$659K
2
PWP icon
Perella Weinberg Partners
PWP
+$200K
3
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$198K
4
LDP icon
Cohen & Steers Duration Preferred & Income Fund
LDP
+$198K
5
CVX icon
Chevron
CVX
+$197K

Top Sells

Rank Stock Value
1
PDLI
PDL BioPharma, Inc.
PDLI
+$511K
2
JCAP
Jernigan Capital, Inc.
JCAP
+$331K
3
FAT
FAT Brands
FAT
+$207K
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$150K
5
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$150K

Sector Composition

Rank Sector Weight
1 Financials 7.8%
2 Real Estate 4.74%
3 Industrials 3.49%
4 Technology 1.7%
5 Energy 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
1
Prospect Capital
PSEC
$1.06B
$859K 2.17%
158,723
-618
-0.4% -$3.25K
CODI icon
2
Compass Diversified
CODI
$755M
$796K 2.02%
40,925
-11
-0% -$210
HYG icon
3
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$672K 1.7%
+7,700
New +$659K
PBI icon
4
Pitney Bowes
PBI
$2.42B
$581K 1.47%
94,307
– –
PSTH
5
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$550K 1.39%
19,856
-280
-1% -$6.75K
REM icon
6
iShares Mortgage Real Estate ETF
REM
$542M
$542K 1.37%
17,008
– –
SCU
7
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$541K 1.37%
35,575
– –
STOR
8
DELISTED
STORE Capital Corporation
STOR
$484K 1.23%
14,244
-787
-5% -$23.9K
MPC icon
9
Marathon Petroleum
MPC
$90.3B
$435K 1.1%
10,521
-42
-0.4% -$1.51K
IRM icon
10
Iron Mountain
IRM
$38.2B
$408K 1.03%
13,832
-305
-2% -$8.46K
IBM icon
11
IBM
IBM
$202B
$377K 0.95%
3,134
+19
+0.6% +$2.2K
RMR icon
12
The RMR Group
RMR
$342M
$377K 0.95%
9,752
-207
-2% -$6.81K
BTZ icon
13
BlackRock Credit Allocation Income Trust
BTZ
$927M
$365K 0.92%
24,818
-1,149
-4% -$16.5K
HYT icon
14
BlackRock Corporate High Yield Fund
HYT
$1.36B
$350K 0.89%
30,587
-1,388
-4% -$15.6K
SPG icon
15
Simon Property Group
SPG
$74.5B
$332K 0.84%
3,896
-57
-1% -$4.35K
EFA icon
16
iShares MSCI EAFE ETF
EFA
$76.4B
$331K 0.84%
4,536
+11
+0.2% +$752
SLRC icon
17
SLR Investment Corp
SLRC
$706M
$326K 0.83%
18,600
+168
+0.9% +$2.85K
AWF
18
AllianceBernstein Global High Income Fund
AWF
$867M
$318K 0.81%
27,027
-1,187
-4% -$13K
HPQ icon
19
HP
HPQ
$23.5B
$294K 0.74%
11,945
+42
+0.4% +$882
BRSP
20
BrightSpire Capital
BRSP
$681M
$273K 0.69%
36,450
-2,501
-6% -$16.2K
KHC icon
21
Kraft Heinz
KHC
$30.4B
$269K 0.68%
7,765
-6
-0.1% -$195
VWO icon
22
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$269K 0.68%
5,366
-64
-1% -$3.01K
CSQ icon
23
Calamos Strategic Total Return Fund
CSQ
$3.21B
$268K 0.68%
16,993
-241
-1% -$3.51K
OCSL icon
24
Oaktree Specialty Lending
OCSL
$1.03B
$242K 0.61%
14,486
-406
-3% -$6.31K
ADX icon
25
Adams Diversified Equity Fund
ADX
$3.17B
$241K 0.61%
13,965
-191
-1% -$3.21K
1
2

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PE
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SMH Capital Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, SMH Capital Advisors held 51 positions worth $39.5M, down 8.2% from $43M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

SMH Capital Advisors withdrew a net $5.71M in Q4 2020, closing 7 positions and reducing 25 holdings. Its most notable exit was PDL BioPharma, Inc., an estimated $511K position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 5.7% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, SMH Capital Advisors opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $672K.

  • SMH Capital Advisors's largest Q4 2020 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 7,700 shares worth $672K.
  • SMH Capital Advisors added most to WisdomTree in Q4 2020, an estimated $3.24K increase.
  • SMH Capital Advisors's biggest Q4 2020 reduction was STORE Capital Corporation, cutting an estimated $23.9K.
  • SMH Capital Advisors fully exited PDL BioPharma, Inc. in Q4 2020, selling an estimated $511K.
  • SMH Capital Advisors's ten largest holdings make up 77% of its $39.5M portfolio in Q4 2020.
  • SMH Capital Advisors opened 7 new positions and closed 7 in Q4 2020.
  • SMH Capital Advisors's portfolio value fell 8.2% quarter-over-quarter to $39.5M.

Based on SMH Capital Advisors's 13F filing for Q4 2020, filed 20 Jan 2021.