SCA
NIE

SMH Capital Advisors’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

SMH Capital Advisors’s Portfolio NIE Stock Details NIE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$252K Sell
252
-10,437
-98% -$261K 0.77% 25
2025
Q4 		$266K Hold
10,689
– – 0.54% 30
2025
Q3 		$277K Buy
10,689
+144
+1% +$3.52K 0.57% 26
2025
Q2 		$252K Sell
10,545
-100
-0.9% -$2.24K 0.57% 30
2025
Q1 		$236K Sell
10,645
-379
-3% -$9.06K 0.55% 29
2024
Q4 		$272K Sell
11,024
-306
-3% -$7.3K 0.66% 27
2024
Q3 		$261K Sell
11,330
-920
-8% -$20.8K 0.81% 31
2024
Q2 		$285K Sell
12,250
-1,396
-10% -$31.3K 0.87% 28
2024
Q1 		$306K Buy
13,646
+245
+2% +$5.31K 0.82% 24
2023
Q4 		$280K Sell
13,401
-17
-0.1% -$344 0.61% 22
2023
Q3 		$267K Sell
13,418
-3,689
-22% -$77.3K 0.62% 19
2023
Q2 		$362K Sell
17,107
-101
-0.6% -$2.02K 0.78% 16
2023
Q1 		$342K Sell
17,208
-1,626
-9% -$31.9K 2.03% 14
2022
Q4 		$343K Sell
18,834
-1,251
-6% -$26K 0.5% 29
2022
Q3 		$408K Buy
20,085
+1,556
+8% +$34.6K 0.61% 20
2022
Q2 		$384K Buy
18,529
+2,914
+19% +$67.7K 0.52% 30
2022
Q1 		$424K Buy
15,615
+819
+6% +$22K 0.69% 22
2021
Q4 		$446K Sell
14,796
-820
-5% -$25.2K 0.88% 18
2021
Q3 		$460K Sell
15,616
-359
-2% -$10.9K 0.85% 20
2021
Q2 		$483K Sell
15,975
-240
-1% -$6.97K 0.97% 18
2021
Q1 		$454K Buy
+16,215
New +$461K 1.01% 17

Other funds holding NIE

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return
SDWIA
Schwarz Dygos Wheeler Investment Advisors Minneapolis, Minnesota $482M AUM 18.94% 1-Year Est. Return

SMH Capital Advisors's NIE Position: Q1 2026 in Review

SMH Capital Advisors reduced its Virtus Equity & Convertible Income Fund (NIE) stake by 98% in Q1 2026, selling an estimated $261K and leaving 252 shares worth $252K. The position accounts for 0.77% of the portfolio, ranked #25.

SMH Capital Advisors first reported a position in NIE in Q1 2021 and has held it in 21 quarters since. The position peaked at $483K in Q2 2021. 86 funds tracked by Wall St. Rank hold NIE as of Q1 2026.

  • SMH Capital Advisors held 252 shares of Virtus Equity & Convertible Income Fund worth $252K as of Q1 2026.
  • SMH Capital Advisors sold 10,437 Virtus Equity & Convertible Income Fund shares in Q1 2026, an estimated $261K.
  • Virtus Equity & Convertible Income Fund made up 0.77% of SMH Capital Advisors's portfolio in Q1 2026, its #25 holding.
  • SMH Capital Advisors first reported a position in Virtus Equity & Convertible Income Fund in Q1 2021 and has held it in 21 quarters since.
  • SMH Capital Advisors's Virtus Equity & Convertible Income Fund position peaked at $483K in Q2 2021.
  • 86 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q1 2026.

Based on SMH Capital Advisors's 13F filing for Q1 2026, filed 10 Apr 2026.