GC
NIE

Guggenheim Capital’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

Guggenheim Capital’s Portfolio NIE Stock Details NIE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$10.8M Sell
463,240
-15,800
-3% -$395K 0.08% 259
2025
Q4 		$11.9M Buy
479,040
+58,661
+14% +$1.49M 0.09% 242
2025
Q3 		$10.6M Sell
420,379
-10,073
-2% -$246K 0.08% 260
2025
Q2 		$10.3M Sell
430,452
-22,929
-5% -$513K 0.08% 244
2025
Q1 		$10M Sell
453,381
-38,600
-8% -$923K 0.09% 233
2024
Q4 		$12.1M Buy
491,981
+10,789
+2% +$257K 0.1% 211
2024
Q3 		$11.1M Sell
481,192
-37,887
-7% -$858K 0.08% 280
2024
Q2 		$12.1M Buy
519,079
+1,378
+0.3% +$30.9K 0.09% 246
2024
Q1 		$11.6M Sell
517,701
-1,935
-0.4% -$42K 0.08% 277
2023
Q4 		$10.9M Buy
519,636
+29,712
+6% +$602K 0.08% 285
2023
Q3 		$9.74M Buy
489,924
+31,859
+7% +$668K 0.08% 279
2023
Q2 		$9.69M Buy
458,065
+57,111
+14% +$1.14M 0.08% 305
2023
Q1 		$7.88M Buy
400,954
+9,789
+3% +$192K 0.07% 363
2022
Q4 		$7.13M Buy
391,165
+80,180
+26% +$1.66M 0.06% 393
2022
Q3 		$6.32M Sell
310,985
-60,612
-16% -$1.35M 0.06% 416
2022
Q2 		$7.71M Sell
371,597
-7,279
-2% -$169K 0.06% 379
2022
Q1 		$10.3M Sell
378,876
-10,579
-3% -$285K 0.06% 391
2021
Q4 		$11.7M Buy
389,455
+6,769
+2% +$208K 0.06% 367
2021
Q3 		$11.3M Sell
382,686
-27,203
-7% -$826K 0.07% 343
2021
Q2 		$12.4M Buy
409,889
+14,386
+4% +$418K 0.07% 324
2021
Q1 		$11.1M Sell
395,503
-28,817
-7% -$819K 0.07% 330
2020
Q4 		$12M Sell
424,320
-45,643
-10% -$1.21M 0.08% 278
2020
Q3 		$11.4M Sell
469,963
-30,338
-6% -$734K 0.08% 244
2020
Q2 		$11.2M Sell
500,301
-148,554
-23% -$3.12M 0.09% 236
2020
Q1 		$12.1M Buy
648,855
+6,454
+1% +$141K 0.12% 171
2019
Q4 		$14.6M Sell
642,401
-69,826
-10% -$1.55M 0.11% 214
2019
Q3 		$15.4M Sell
712,227
-55,200
-7% -$1.2M 0.12% 188
2019
Q2 		$16.6M Sell
767,427
-130,391
-15% -$2.8M 0.14% 164
2019
Q1 		$19.3M Buy
897,818
+27,583
+3% +$570K 0.16% 120
2018
Q4 		$16.1M Sell
870,235
-95,649
-10% -$1.94M 0.14% 146
2018
Q3 		$22.2M Buy
965,884
+75,644
+8% +$1.75M 0.14% 125
2018
Q2 		$19.8M Buy
890,240
+112,405
+14% +$2.42M 0.13% 140
2018
Q1 		$16.1M Buy
777,835
+53,532
+7% +$1.15M 0.04% 560
2017
Q4 		$15.3M Buy
724,303
+103,387
+17% +$2.16M 0.04% 576
2017
Q3 		$12.9M Buy
620,916
+114,834
+23% +$2.31M 0.03% 597
2017
Q2 		$9.99M Buy
506,082
+79,847
+19% +$1.57M 0.03% 668
2017
Q1 		$8.23M Buy
426,235
+54,781
+15% +$1.05M 0.02% 743
2016
Q4 		$6.85M Buy
371,454
+30,212
+9% +$557K 0.02% 840
2016
Q3 		$6.39M Sell
341,242
-12,244
-3% -$232K 0.02% 879
2016
Q2 		$6.5M Sell
353,486
-27,958
-7% -$506K 0.02% 859
2016
Q1 		$6.94M Buy
381,444
+13,362
+4% +$229K 0.02% 847
2015
Q4 		$6.61M Sell
368,082
-70,781
-16% -$1.29M 0.02% 906
2015
Q3 		$7.54M Buy
438,863
+11,679
+3% +$217K 0.02% 862
2015
Q2 		$8.22M Sell
427,184
-20,658
-5% -$415K 0.02% 928
2015
Q1 		$8.87M Sell
447,842
-31,917
-7% -$645K 0.02% 906
2014
Q4 		$9.92M Sell
479,759
-68,925
-13% -$1.41M 0.02% 835
2014
Q3 		$10.9M Sell
548,684
-8,736
-2% -$177K 0.03% 854
2014
Q2 		$11.3M Buy
557,420
+49,157
+10% +$978K 0.03% 825
2014
Q1 		$9.89M Buy
508,263
+96,006
+23% +$1.85M 0.03% 853
2013
Q4 		$8.05M Sell
412,257
-19,972
-5% -$382K 0.02% 895
2013
Q3 		$8.03M Buy
432,229
+1,142
+0.3% +$21.3K 0.03% 912
2013
Q2 		$7.9M Buy
+431,087
New +$7.97M 0.03% 870

Other funds holding NIE

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return
SDWIA
Schwarz Dygos Wheeler Investment Advisors Minneapolis, Minnesota $482M AUM 18.94% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital's NIE Position: Q1 2026 in Review

Guggenheim Capital reduced its Virtus Equity & Convertible Income Fund (NIE) stake by 3.3% in Q1 2026, selling an estimated $395K and leaving 463,240 shares worth $10.8M. The position accounts for 0.08% of the portfolio, ranked #259.

Guggenheim Capital first reported a position in NIE in Q2 2013 and has held it in 52 quarters since. The position peaked at $22.2M in Q3 2018. 86 funds tracked by Wall St. Rank hold NIE as of Q1 2026.

  • Guggenheim Capital held 463,240 shares of Virtus Equity & Convertible Income Fund worth $10.8M as of Q1 2026.
  • Guggenheim Capital sold 15,800 Virtus Equity & Convertible Income Fund shares in Q1 2026, an estimated $395K.
  • Virtus Equity & Convertible Income Fund made up 0.08% of Guggenheim Capital's portfolio in Q1 2026, its #259 holding.
  • Guggenheim Capital first reported a position in Virtus Equity & Convertible Income Fund in Q2 2013 and has held it in 52 quarters since.
  • Guggenheim Capital's Virtus Equity & Convertible Income Fund position peaked at $22.2M in Q3 2018.
  • 86 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q1 2026.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.