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NIE

Virtus Equity & Convertible Income Fund

52 hedge funds and large institutions have $111M invested in Virtus Equity & Convertible Income Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more capital invested

Capital invested by funds: $111M → $111M (+$293K)

0.9% less ownership

Funds ownership: 21.67%20.77% (-0.9%)

4% less funds holding

Funds holding: 5452 (-2)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

22% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 18

Holders
52
Holders Change
-2
Holders Change %
-3.7%
% of All Funds
1.29%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
18
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.6M +$325K +16,921 +2%
KIM
2
Karpus Investment Management
New York
$19.3M -$1.17M -60,878 -6%
Wells Fargo
3
Wells Fargo
California
$13.5M +$2.66M +138,678 +25%
AAM
4
Advisors Asset Management
Colorado
$10.1M -$3.91M -203,597 -28%
GC
5
Guggenheim Capital
Illinois
$8.23M +$1.05M +54,781 +15%
RCM
6
Rivernorth Capital Management
Florida
$5.89M -$2.13M -110,922 -27%
UBS Group
7
UBS Group
Switzerland
$5.08M -$53K -2,761 -1%
Invesco
8
Invesco
Georgia
$4.41M +$33.3K +1,732 +0.8%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.02M +$366K +19,077 +14%
LCM
10
Landscape Capital Management
New Jersey
$2.49M +$311K +16,203 +14%
BC
11
Brinker Capital
Pennsylvania
$2.02M +$1.63M +84,867 +424%
RJA
12
Raymond James & Associates
Florida
$1.89M -$1.12M -58,285 -37%
LPL Financial
13
LPL Financial
California
$1.56M -$21K -1,094 -1%
Bank of America
14
Bank of America
North Carolina
$1.47M -$280K -14,580 -16%
SFS
15
Shaker Financial Services
Virginia
$1.3M -$178K -9,290 -12%
GEM
16
Global Endowment Management
North Carolina
$1.16M
1CP
17
1607 Capital Partners
Virginia
$1.05M -$40.3K -2,100 -4%
TC
18
Telemus Capital
Michigan
$893K +$23.5K +1,223 +3%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$845K -$14.1K -733 -2%
RIL
20
Rothschild Investment LLC
Illinois
$670K
RJFSA
21
Raymond James Financial Services Advisors
Florida
$650K -$63.4K -3,301 -9%
OC
22
Oppenheimer & Co
New York
$491K -$162K -8,450 -25%
BKA
23
Brick & Kyle Associates
Pennsylvania
$414K +$28.8K +1,500 +8%
BTS
24
BB&T Securities
Virginia
$413K +$412K +21,450 New
CWM
25
Concert Wealth Management
California
$410K

NIE Hedge Fund Activity: Q1 2017 in Review

52 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q1 2017, worth a combined $111M — up 0.26% from $111M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of NIE and 7 opened new positions — a net loss of 1 holder — while 18 trimmed existing stakes and 14 added.

The largest buyer was Wells Fargo, adding an estimated $2.66M. The largest seller was Advisors Asset Management, cutting an estimated $3.91M.

  • 52 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q1 2017, down from 54 in Q4 2016.
  • Funds reported $111M of Virtus Equity & Convertible Income Fund stock for Q1 2017, up 0.26% quarter-over-quarter.
  • 7 funds opened new Virtus Equity & Convertible Income Fund positions in Q1 2017 and 8 closed out, a net change of -1 holder.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q1 2017 was Wells Fargo, an estimated $2.66M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q1 2017 was Advisors Asset Management, an estimated $3.91M sold.

Based on aggregated 13F filings for Q1 2017.