RCM
NIE

Rivernorth Capital Management’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

Rivernorth Capital Management’s Portfolio NIE Stock Details NIE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q2 		– Sell
-121,316
Closed -$2.51M – 220
2018
Q1 		$2.51M Sell
121,316
-102,366
-46% -$2.21M 0.19% 97
2017
Q4 		$4.73M Sell
223,682
-72,853
-25% -$1.52M 0.33% 80
2017
Q3 		$6.14M Sell
296,535
-44,275
-13% -$892K 0.5% 57
2017
Q2 		$6.73M Buy
340,810
+35,755
+12% +$703K 0.52% 55
2017
Q1 		$5.89M Sell
305,055
-110,922
-27% -$2.13M 0.41% 70
2016
Q4 		$7.66M Sell
415,977
-86,600
-17% -$1.6M 0.5% 66
2016
Q3 		$9.41M Sell
502,577
-8,770
-2% -$166K 0.68% 51
2016
Q2 		$9.4M Sell
511,347
-121,780
-19% -$2.21M 0.61% 55
2016
Q1 		$11.5M Sell
633,127
-57,943
-8% -$995K 0.71% 42
2015
Q4 		$12.4M Sell
691,070
-14,927
-2% -$273K 0.71% 42
2015
Q3 		$12.1M Sell
705,997
-104,385
-13% -$1.94M 0.75% 44
2015
Q2 		$15.6M Hold
810,382
– – 0.97% 30
2015
Q1 		$16.1M Sell
810,382
-4,883
-0.6% -$98.6K 1.08% 32
2014
Q4 		$16.9M Sell
815,265
-15,649
-2% -$319K 1.12% 31
2014
Q3 		$16.5M Buy
830,914
+70,184
+9% +$1.42M 1.32% 22
2014
Q2 		$15.4M Buy
760,730
+133,849
+21% +$2.66M 1.23% 26
2014
Q1 		$12.2M Buy
626,881
+176,409
+39% +$3.4M 0.99% 31
2013
Q4 		$8.79M Buy
450,472
+32,655
+8% +$625K 0.67% 51
2013
Q3 		$7.76M Buy
417,817
+19,255
+5% +$359K 0.82% 37
2013
Q2 		$7.31M Buy
+398,562
New +$7.37M 0.81% 37

Other funds holding NIE

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CWM
Cornerstone Wealth Management St. Peters, Missouri $2.33B AUM 25.21% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Rivernorth Capital Management's NIE Position: Q2 2018 in Review

Rivernorth Capital Management sold out of Virtus Equity & Convertible Income Fund (NIE) in Q2 2018, closing a stake of 121,316 shares — an estimated $2.51M sold.

Rivernorth Capital Management first reported a position in NIE in Q2 2013 and held it in 20 quarters. The position peaked at $16.9M in Q4 2014. 56 funds tracked by Wall St. Rank hold NIE as of Q2 2018.

  • Rivernorth Capital Management reported no remaining Virtus Equity & Convertible Income Fund position as of Q2 2018 after selling out during the quarter.
  • Rivernorth Capital Management sold 121,316 Virtus Equity & Convertible Income Fund shares in Q2 2018, an estimated $2.51M.
  • Rivernorth Capital Management first reported a position in Virtus Equity & Convertible Income Fund in Q2 2013 and held it in 20 quarters.
  • Rivernorth Capital Management's Virtus Equity & Convertible Income Fund position peaked at $16.9M in Q4 2014.
  • 56 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q2 2018.

Based on Rivernorth Capital Management's 13F filing for Q2 2018, filed 14 Aug 2018.