NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

61 hedge funds and large institutions have $122M invested in Virtus Equity & Convertible Income Fund in 2015 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 4 closing their positions.

Holders
61
Holders Change
+11
Holders Change %
+22%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
13
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.44M
2
KIM
2
Karpus Investment Management
New York
$21.4M
3
LPL Financial
3
LPL Financial
California
$2.66M
4
LCM
4
Landscape Capital Management
New Jersey
$2.01M
5
SG Americas Securities
5
SG Americas Securities
New York
$807K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$22.5M
2
WAM
2
Wolverine Asset Management
Illinois
$2.98M
3
GC
3
Guggenheim Capital
Illinois
$6.61M
4
OC
4
Oppenheimer & Co
New York
$856K
5
Bank of America
5
Bank of America
North Carolina
$1.47M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$22.5M 1,254,150 -168,697 -12%
KIM
2
Karpus Investment Management
New York
$21.4M 1,194,136 +160,878 +16%
RCM
3
Rivernorth Capital Management
Florida
$12.4M 691,070 -14,927 -2%
Morgan Stanley
4
Morgan Stanley
New York
$8.44M 469,913 +171,973 +58%
GC
5
Guggenheim Capital
Illinois
$6.61M 368,082 -70,781 -16%
UBS Group
6
UBS Group
Switzerland
$5.45M 303,654 +7,349 +2%
Wells Fargo
7
Wells Fargo
California
$4.5M 250,289 -19,370 -7%
Invesco
8
Invesco
Georgia
$4.49M 250,207 -5,510 -2%
PPA
9
Parametric Portfolio Associates
Washington
$4.29M 239,024 -5,705 -2%
WAM
10
Wolverine Asset Management
Illinois
$2.98M 165,978 -104,830 -39%
1CP
11
1607 Capital Partners
Virginia
$2.75M 153,300 -12,700 -8%
LPL Financial
12
LPL Financial
California
$2.66M 148,769 +76,709 +106%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.51M 139,687 -4,233 -3%
RVPG
14
Relative Value Partners Group
$2.41M 134,101 -13,687 -9%
RJA
15
Raymond James & Associates
Florida
$2.39M 132,795 +37,025 +39%
LCM
16
Landscape Capital Management
New Jersey
$2.01M 112,003 +67,216 +150%
Bank of America
17
Bank of America
North Carolina
$1.47M 81,869 -28,537 -26%
GEM
18
Global Endowment Management
North Carolina
$1.08M 60,000 – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$1.01M 56,213 – –
OC
20
Oppenheimer & Co
New York
$856K 47,624 -62,403 -57%
SG Americas Securities
21
SG Americas Securities
New York
$807K 44,957 +44,957 New
RJFSA
22
Raymond James Financial Services Advisors
Florida
$806K 44,860 +27,992 +166%
MC
23
Matisse Capital
Oregon
$704K 39,200 +39,200 New
RIL
24
Rothschild Investment LLC
Illinois
$642K 35,719 -2,177 -6%
VKH
25
Virtu KCG Holdings
New York
$499K 27,790 -4,102 -13%
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