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NIE

Virtus Equity & Convertible Income Fund

61 hedge funds and large institutions have $122M invested in Virtus Equity & Convertible Income Fund in 2015 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 4

22% more funds holding

Funds holding: 5061 (+11)

8% more capital invested

Capital invested by funds: $113M → $122M (+$8.53M)

0.7% more ownership

Funds ownership: 23.78%24.48% (+0.7%)

35% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 20

Holders
61
Holders Change
+11
Holders Change %
+22%
% of All Funds
1.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
13
Reduced
20
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$22.5M -$3.08M -168,697 -12%
KIM
2
Karpus Investment Management
New York
$21.4M +$2.94M +160,878 +16%
RCM
3
Rivernorth Capital Management
Florida
$12.4M -$273K -14,927 -2%
Morgan Stanley
4
Morgan Stanley
New York
$8.44M +$3.14M +171,973 +58%
GC
5
Guggenheim Capital
Illinois
$6.61M -$1.29M -70,781 -16%
UBS Group
6
UBS Group
Switzerland
$5.45M +$134K +7,349 +2%
Wells Fargo
7
Wells Fargo
California
$4.5M -$354K -19,370 -7%
Invesco
8
Invesco
Georgia
$4.49M -$101K -5,510 -2%
PPA
9
Parametric Portfolio Associates
Washington
$4.29M -$104K -5,705 -2%
WAM
10
Wolverine Asset Management
Illinois
$2.98M -$1.92M -104,830 -39%
1CP
11
1607 Capital Partners
Virginia
$2.75M -$232K -12,700 -8%
LPL Financial
12
LPL Financial
California
$2.66M +$1.4M +76,709 +106%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.51M -$77.4K -4,233 -3%
RVPG
14
Relative Value Partners Group
$2.41M -$250K -13,687 -9%
RJA
15
Raymond James & Associates
Florida
$2.38M +$677K +37,025 +39%
LCM
16
Landscape Capital Management
New Jersey
$2.01M +$1.23M +67,216 +150%
Bank of America
17
Bank of America
North Carolina
$1.47M -$522K -28,537 -26%
GEM
18
Global Endowment Management
North Carolina
$1.08M
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$1.01M
OC
20
Oppenheimer & Co
New York
$856K -$1.14M -62,403 -57%
SG Americas Securities
21
SG Americas Securities
New York
$807K +$822K +44,957 New
RJFSA
22
Raymond James Financial Services Advisors
Florida
$806K +$512K +27,992 +166%
MC
23
Matisse Capital
Oregon
$704K +$716K +39,200 New
RIL
24
Rothschild Investment LLC
Illinois
$642K -$39.8K -2,177 -6%
VKH
25
Virtu KCG Holdings
New York
$499K -$75K -4,102 -13%

NIE Hedge Fund Activity: Q4 2015 in Review

61 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q4 2015, worth a combined $122M — up 7.5% from $113M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new NIE positions and 4 closed out — a net gain of 11 holders — while 13 added to existing stakes and 20 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.14M. The largest seller was Advisors Asset Management, cutting an estimated $3.08M.

  • 61 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q4 2015, up from 50 in Q3 2015.
  • Funds reported $122M of Virtus Equity & Convertible Income Fund stock for Q4 2015, up 7.5% quarter-over-quarter.
  • 15 funds opened new Virtus Equity & Convertible Income Fund positions in Q4 2015 and 4 closed out, a net change of +11 holders.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q4 2015 was Morgan Stanley, an estimated $3.14M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q4 2015 was Advisors Asset Management, an estimated $3.08M sold.

Based on aggregated 13F filings for Q4 2015.