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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$26.1M +$510K +19,616 +2%
AAM
2
Advisors Asset Management
Colorado
$17.8M -$473K -18,182 -3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$15M -$389K -14,959 -3%
Raymond James Financial
4
Raymond James Financial
Florida
$14.7M +$692K +26,605 +5%
Morgan Stanley
5
Morgan Stanley
New York
$13.7M -$339K -13,043 -3%
GC
6
Guggenheim Capital
Illinois
$13.1M +$620K +23,832 +5%
SCM
7
Saba Capital Management
New York
$12.8M +$2.98M +114,537 +32%
LPL Financial
8
LPL Financial
California
$9.23M +$1.37M +52,773 +18%
Wealth Enhancement Advisory Services
9
Wealth Enhancement Advisory Services
Minnesota
$7.41M +$527K +20,269 +8%
SDWIA
10
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$6.09M +$211K +8,118 +4%
Invesco
11
Invesco
Georgia
$3.72M +$424K +16,300 +13%
UBS Group
12
UBS Group
Switzerland
$3.49M -$39.3K -1,510 -1%
Allspring Global Investments
13
Allspring Global Investments
North Carolina
$3.46M +$1.27M +48,719 +61%
Bank of America
14
Bank of America
North Carolina
$3.27M +$71.2K +2,738 +2%
DADC
15
D.A. Davidson & Co
Montana
$2.79M +$636K +24,456 +31%
WIA
16
World Investment Advisors
California
$2.67M -$89.7K -3,449 -3%
Osaic Holdings
17
Osaic Holdings
Arizona
$2.51M +$423K +16,265 +21%
EPW
18
Evolve Private Wealth
California
$2.01M -$123K -4,746 -6%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.97M -$177K -6,794 -8%
OC
20
OxenFree Capital
Florida
$1.91M +$197K +7,574 +12%
WAM
21
Wolverine Asset Management
Illinois
$1.8M -$634K -24,389 -27%
P
22
&Partners
Tennessee
$1.77M +$145K +5,579 +9%
CIA
23
Capital Investment Advisors
Georgia
$1.48M -$21K -809 -1%
Calamos Advisors
24
Calamos Advisors
Illinois
$1.38M +$88.9K +3,420 +7%
KFGK
25
Keystone Financial Group (Kentucky)
Kentucky
$1.28M +$27.8K +1,070 +2%