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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$22.2M -$270K -10,794 -1%
AAM
2
Advisors Asset Management
Colorado
$15.9M -$4.55M -182,165 -21%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$13.4M +$100K +4,007 +0.7%
Morgan Stanley
4
Morgan Stanley
New York
$12.2M -$302K -12,086 -2%
Raymond James Financial
5
Raymond James Financial
Florida
$12.2M +$1.48M +59,190 +13%
GC
6
Guggenheim Capital
Illinois
$10.8M -$395K -15,800 -3%
SCM
7
Saba Capital Management
New York
$8.44M +$1.58M +63,116 +21%
LPL Financial
8
LPL Financial
California
$6.79M +$518K +20,764 +8%
Wealth Enhancement Advisory Services
9
Wealth Enhancement Advisory Services
Minnesota
$6.06M -$3.62M -145,036 -36%
SDWIA
10
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$5.11M +$67.7K +2,710 +1%
UBS Group
11
UBS Group
Switzerland
$3.07M -$209K -8,390 -6%
Invesco
12
Invesco
Georgia
$2.86M +$255K +10,227 +9%
Bank of America
13
Bank of America
North Carolina
$2.78M -$25.8K -1,032 -0.9%
WIA
14
World Investment Advisors
California
$2.75M +$306K +12,273 +12%
WAM
15
Wolverine Asset Management
Illinois
$2.13M -$558K -22,366 -20%
Allspring Global Investments
16
Allspring Global Investments
North Carolina
$1.87M +$323K +12,930 +19%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.87M -$87.5K -3,505 -4%
EPW
18
Evolve Private Wealth
California
$1.86M -$2.12K -85 -0.1%
DADC
19
D.A. Davidson & Co
Montana
$1.85M -$15.5K -621 -0.8%
Osaic Holdings
20
Osaic Holdings
Arizona
$1.81M -$324K -12,957 -14%
OC
21
OxenFree Capital
Florida
$1.64M +$214K +8,581 +15%
P
22
&Partners
Tennessee
$1.41M +$208K +8,315 +16%
CIA
23
Capital Investment Advisors
Georgia
$1.3M
SC
24
Stolper & Co
Oklahoma
$1.19M +$127K +5,083 +16%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.12M +$305K +12,232 +34%