LPL Financial
NIE

LPL Financial’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

LPL Financial’s Portfolio NIE Stock Details NIE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$6.79M Buy
290,709
+20,764
+8% +$518K ﹤0.01% 2364
2025
Q4 		$6.73M Buy
269,945
+56,895
+27% +$1.44M ﹤0.01% 2280
2025
Q3 		$5.35M Buy
213,050
+22,973
+12% +$561K ﹤0.01% 2405
2025
Q2 		$4.54M Buy
190,077
+12,660
+7% +$283K ﹤0.01% 2392
2025
Q1 		$3.93M Buy
177,417
+33,397
+23% +$799K ﹤0.01% 2360
2024
Q4 		$3.55M Buy
144,020
+26,824
+23% +$640K ﹤0.01% 2358
2024
Q3 		$2.7M Buy
117,196
+4,678
+4% +$106K ﹤0.01% 2451
2024
Q2 		$2.61M Buy
112,518
+21,014
+23% +$471K ﹤0.01% 2376
2024
Q1 		$2.05M Sell
91,504
-1,753
-2% -$38K ﹤0.01% 2522
2023
Q4 		$1.95M Buy
93,257
+28,080
+43% +$569K ﹤0.01% 2429
2023
Q3 		$1.3M Sell
65,177
-526
-0.8% -$11K ﹤0.01% 2676
2023
Q2 		$1.39M Buy
65,703
+3,952
+6% +$79.2K ﹤0.01% 2583
2023
Q1 		$1.21M Buy
61,751
+3,508
+6% +$68.8K ﹤0.01% 2595
2022
Q4 		$1.06M Sell
58,243
-8,352
-13% -$173K ﹤0.01% 2594
2022
Q3 		$1.35M Buy
66,595
+4,144
+7% +$92K ﹤0.01% 2302
2022
Q2 		$1.3M Buy
62,451
+41,793
+202% +$971K ﹤0.01% 2362
2022
Q1 		$561K Buy
20,658
+3,694
+22% +$99.4K ﹤0.01% 3104
2021
Q4 		$511K Buy
16,964
+3,057
+22% +$93.9K ﹤0.01% 3260
2021
Q3 		$410K Sell
13,907
-14,574
-51% -$442K ﹤0.01% 3401
2021
Q2 		$861K Buy
28,481
+11,891
+72% +$346K ﹤0.01% 2696
2021
Q1 		$465K Buy
16,590
+5,680
+52% +$161K ﹤0.01% 3082
2020
Q4 		$309K Sell
10,910
-1,688
-13% -$44.6K ﹤0.01% 3178
2020
Q3 		$306K Buy
+12,598
New +$305K ﹤0.01% 2892
2018
Q2 		– Sell
-11,677
Closed -$242K – 3262
2018
Q1 		$242K Buy
11,677
+2,103
+22% +$45.3K ﹤0.01% 2808
2017
Q4 		$202K Sell
9,574
-947
-9% -$19.8K ﹤0.01% 2818
2017
Q3 		$218K Sell
10,521
-172
-2% -$3.46K ﹤0.01% 2604
2017
Q2 		$211K Sell
10,693
-69,935
-87% -$1.38M ﹤0.01% 2552
2017
Q1 		$1.56M Sell
80,628
-1,094
-1% -$21K 0.01% 976
2016
Q4 		$1.53M Buy
81,722
+1,000
+1% +$18.4K 0.01% 936
2016
Q3 		$1.5M Sell
80,722
-1,952
-2% -$37K 0.01% 921
2016
Q2 		$1.52M Sell
82,674
-61,993
-43% -$1.12M 0.01% 912
2016
Q1 		$2.6M Sell
144,667
-4,102
-3% -$70.5K 0.01% 1040
2015
Q4 		$2.66M Buy
148,769
+76,709
+106% +$1.4M 0.01% 1005
2015
Q3 		$1.28M Sell
72,060
-9,159
-11% -$170K 0.01% 1091
2015
Q2 		$1.56M Sell
81,219
-3,898
-5% -$78.3K 0.01% 1063
2015
Q1 		$1.69M Sell
85,117
-6,416
-7% -$130K 0.01% 1002
2014
Q4 		$1.89M Sell
91,533
-557
-0.6% -$11.4K 0.01% 921
2014
Q3 		$1.81M Sell
92,090
-3,464
-4% -$70K 0.01% 906
2014
Q2 		$1.93M Sell
95,554
-19,455
-17% -$387K 0.01% 906
2014
Q1 		$2.24M Buy
115,009
+20,769
+22% +$400K 0.01% 775
2013
Q4 		$1.84M Buy
94,240
+4,013
+4% +$76.9K 0.01% 870
2013
Q3 		$1.67M Buy
90,227
+24,684
+38% +$460K 0.01% 886
2013
Q2 		$1.2M Buy
+65,543
New +$1.21M 0.01% 999

Other funds holding NIE

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return
SDWIA
Schwarz Dygos Wheeler Investment Advisors Minneapolis, Minnesota $482M AUM 18.94% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial's NIE Position: Q1 2026 in Review

LPL Financial increased its Virtus Equity & Convertible Income Fund (NIE) stake by 7.7% in Q1 2026, buying an estimated $518K and bringing the position to 290,709 shares worth $6.79M. The position accounts for ﹤0.01% of the portfolio, ranked #2364.

LPL Financial first reported a position in NIE in Q2 2013 and has held it in 43 quarters since. 86 funds tracked by Wall St. Rank hold NIE as of Q1 2026.

  • LPL Financial held 290,709 shares of Virtus Equity & Convertible Income Fund worth $6.79M as of Q1 2026.
  • LPL Financial bought 20,764 Virtus Equity & Convertible Income Fund shares in Q1 2026, an estimated $518K.
  • Virtus Equity & Convertible Income Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #2364 holding.
  • LPL Financial first reported a position in Virtus Equity & Convertible Income Fund in Q2 2013 and has held it in 43 quarters since.
  • 86 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.