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NIE

Virtus Equity & Convertible Income Fund

72 hedge funds and large institutions have $199M invested in Virtus Equity & Convertible Income Fund in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 26 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 20

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.09% less ownership

Funds ownership: 24.5%24.41% (-0.09%)

3% less capital invested

Capital invested by funds: $205M → $199M (-$5.94M)

6% less funds holding

Funds holding: 7772 (-5)

40% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 10

Holders
72
Holders Change
-5
Holders Change %
-6.49%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
26
Reduced
20
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$41M +$2.68M +88,368 +7%
AAM
2
Advisors Asset Management
Colorado
$20.3M -$253K -8,337 -1%
Morgan Stanley
3
Morgan Stanley
New York
$18.6M +$187K +6,168 +1%
KIM
4
Karpus Investment Management
New York
$15.5M -$5.43M -178,830 -25%
UBS Group
5
UBS Group
Switzerland
$12.1M +$624K +20,547 +5%
GC
6
Guggenheim Capital
Illinois
$11.3M -$826K -27,203 -7%
CA
7
Cornerstone Advisors
North Carolina
$10M +$2.06M +68,010 +25%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.94M +$600K +19,758 +7%
RJA
9
Raymond James & Associates
Florida
$7.44M +$1.24M +40,845 +19%
SDWIA
10
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$4.97M -$45.7K -1,505 -0.9%
Invesco
11
Invesco
Georgia
$4.89M -$344K -11,318 -6%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$4.15M +$566K +18,638 +15%
SFS
13
Shaker Financial Services
Virginia
$3.86M +$606K +19,974 +18%
WAM
14
Wolverine Asset Management
Illinois
$3.85M +$676K +22,263 +21%
Osaic Holdings
15
Osaic Holdings
Arizona
$3.62M -$61 -2 -0%
Stifel Financial
16
Stifel Financial
Missouri
$3.2M +$161K +5,290 +5%
GEM
17
Global Endowment Management
North Carolina
$1.77M
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.62M +$45.5K +1,499 +3%
BKA
19
Brick & Kyle Associates
Pennsylvania
$1.45M +$9.84K +324 +0.7%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.31M +$476K +15,676 +54%
First Trust Advisors
21
First Trust Advisors
Illinois
$1.3M +$32.1K +1,058 +2%
SWM
22
Spire Wealth Management
Virginia
$1.26M +$10.9K +359 +0.8%
KFGK
23
Keystone Financial Group (Kentucky)
Kentucky
$1.2M +$880 +29 +0.1%
RIL
24
Rothschild Investment LLC
Illinois
$1.01M
Cohen & Steers
25
Cohen & Steers
New York
$943K -$231K -7,599 -19%

NIE Hedge Fund Activity: Q3 2021 in Review

72 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q3 2021, worth a combined $199M — down 2.9% from $205M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of NIE and 6 opened new positions — a net loss of 4 holders — while 20 trimmed existing stakes and 26 added.

The largest buyer was Wells Fargo, adding an estimated $2.68M. The largest seller was Karpus Investment Management, cutting an estimated $5.43M.

  • 72 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q3 2021, down from 77 in Q2 2021.
  • Funds reported $199M of Virtus Equity & Convertible Income Fund stock for Q3 2021, down 2.9% quarter-over-quarter.
  • 6 funds opened new Virtus Equity & Convertible Income Fund positions in Q3 2021 and 10 closed out, a net change of -4 holders.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q3 2021 was Wells Fargo, an estimated $2.68M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q3 2021 was Karpus Investment Management, an estimated $5.43M sold.

Based on aggregated 13F filings for Q3 2021.