NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

54 hedge funds and large institutions have $111M invested in Virtus Equity & Convertible Income Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
–
Holders Change %
0%
% of All Funds
1.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
20
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$19.3M
2
LCM
Landscape Capital Management
New Jersey
$2.18M
3
SFS
Shaker Financial Services
Virginia
$1.41M
4
Citigroup
Citigroup
New York
$1.49M
5
Wells Fargo
Wells Fargo
California
$10.3M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$13.4M
2
RCM
Rivernorth Capital Management
Florida
$7.66M
3
Bank of America
Bank of America
North Carolina
$1.67M
4
OC
Oppenheimer & Co
New York
$625K
5
UBS Group
UBS Group
Switzerland
$4.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$19.5M -$267K -14,518 -1%
Morgan Stanley
2
Morgan Stanley
New York
$19.3M +$5.15M +279,635 +36%
AAM
3
Advisors Asset Management
Colorado
$13.4M -$2.82M -152,888 -17%
Wells Fargo
4
Wells Fargo
California
$10.3M +$949K +51,547 +10%
RCM
5
Rivernorth Capital Management
Florida
$7.66M -$1.6M -86,600 -17%
GC
6
Guggenheim Capital
Illinois
$6.85M +$557K +30,212 +9%
UBS Group
7
UBS Group
Switzerland
$4.9M -$464K -25,199 -9%
Invesco
8
Invesco
Georgia
$4.18M -$153K -8,281 -4%
RJA
9
Raymond James & Associates
Florida
$2.88M +$266K +14,424 +10%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.53M -$93.7K -5,087 -4%
LCM
11
Landscape Capital Management
New Jersey
$2.18M +$1.7M +92,430 +356%
Bank of America
12
Bank of America
North Carolina
$1.67M -$618K -33,531 -27%
LPL Financial
13
LPL Financial
California
$1.53M +$18.7K +1,000 +1%
Citigroup
14
Citigroup
New York
$1.49M +$1.05M +56,995 +237%
SFS
15
Shaker Financial Services
Virginia
$1.41M +$1.41M +76,743 New
GEM
16
Global Endowment Management
North Carolina
$1.11M – – –
1CP
17
1607 Capital Partners
Virginia
$1.04M -$14.7K -800 -1%
TC
18
Telemus Capital
Michigan
$830K -$66.8K -3,625 -7%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$820K -$168K -9,125 -17%
CA
20
Cornerstone Advisors
North Carolina
$775K +$775K +42,079 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$681K -$51.2K -2,782 -7%
RIL
22
Rothschild Investment LLC
Illinois
$640K – – –
OC
23
Oppenheimer & Co
New York
$625K -$552K -29,896 -47%
CRC
24
Curi RMB Capital
Illinois
$436K +$125K +6,801 +40%
CWM
25
Concert Wealth Management
California
$410K – – –
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