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NIE

Virtus Equity & Convertible Income Fund

54 hedge funds and large institutions have $111M invested in Virtus Equity & Convertible Income Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more capital invested

Capital invested by funds: $108M → $111M (+$3.01M)

0.99% more ownership

Funds ownership: 20.69%21.67% (+0.99%)

0% more funds holding

Funds holding: 5454 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

35% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 20

Holders
54
Holders Change
Holders Change %
0%
% of All Funds
1.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
13
Reduced
20
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$19.5M -$268K -14,518 -1%
Morgan Stanley
2
Morgan Stanley
New York
$19.3M +$5.16M +279,635 +36%
AAM
3
Advisors Asset Management
Colorado
$13.4M -$2.82M -152,888 -17%
Wells Fargo
4
Wells Fargo
California
$10.3M +$951K +51,547 +10%
RCM
5
Rivernorth Capital Management
Florida
$7.66M -$1.6M -86,600 -17%
GC
6
Guggenheim Capital
Illinois
$6.85M +$557K +30,212 +9%
UBS Group
7
UBS Group
Switzerland
$4.9M -$465K -25,199 -9%
Invesco
8
Invesco
Georgia
$4.18M -$153K -8,281 -4%
RJA
9
Raymond James & Associates
Florida
$2.88M +$266K +14,424 +10%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.53M -$93.8K -5,087 -4%
LCM
11
Landscape Capital Management
New Jersey
$2.18M +$1.71M +92,430 +356%
Bank of America
12
Bank of America
North Carolina
$1.67M -$619K -33,531 -27%
LPL Financial
13
LPL Financial
California
$1.53M +$18.4K +1,000 +1%
Citigroup
14
Citigroup
New York
$1.49M +$1.05M +56,995 +237%
SFS
15
Shaker Financial Services
Virginia
$1.41M +$1.42M +76,743 New
GEM
16
Global Endowment Management
North Carolina
$1.1M
1CP
17
1607 Capital Partners
Virginia
$1.04M -$14.8K -800 -1%
TC
18
Telemus Capital
Michigan
$830K -$66.9K -3,625 -7%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$820K -$168K -9,125 -17%
CA
20
Cornerstone Advisors
North Carolina
$775K +$776K +42,079 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$681K -$51.3K -2,782 -7%
RIL
22
Rothschild Investment LLC
Illinois
$640K
OC
23
Oppenheimer & Co
New York
$625K -$552K -29,896 -47%
CRC
24
Curi RMB Capital
Illinois
$436K +$125K +6,801 +40%
CWM
25
Concert Wealth Management
California
$410K

NIE Hedge Fund Activity: Q4 2016 in Review

54 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q4 2016, worth a combined $111M — up 2.8% from $108M a quarter earlier.

Fund positioning in NIE was balanced in Q4 2016: 8 funds opened new positions, 8 closed out, 13 added to existing stakes and 20 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.16M. The largest seller was Advisors Asset Management, cutting an estimated $2.82M.

  • 54 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $111M of Virtus Equity & Convertible Income Fund stock for Q4 2016, up 2.8% quarter-over-quarter.
  • 8 funds opened new Virtus Equity & Convertible Income Fund positions in Q4 2016 and 8 closed out, a net change of 0 holders.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q4 2016 was Morgan Stanley, an estimated $5.16M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q4 2016 was Advisors Asset Management, an estimated $2.82M sold.

Based on aggregated 13F filings for Q4 2016.