NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

63 hedge funds and large institutions have $154M invested in Virtus Equity & Convertible Income Fund in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 10 closing their positions.

Holders
63
Holders Change
-2
Holders Change %
-3.08%
% of All Funds
1.27%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
8
Increased
23
Reduced
17
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$4.91M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$2.5M
3
Wells Fargo
3
Wells Fargo
California
$27M
4
WAM
4
Wolverine Asset Management
Illinois
$592K
5
CRC
5
Curi RMB Capital
Illinois
$519K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$14.5M
2
AAM
2
Advisors Asset Management
Colorado
$19.6M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$6.31M
4
GC
4
Guggenheim Capital
Illinois
$11.4M
5
UCFA
5
United Capital Financial Advisors
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$27M 1,110,845 +46,685 +4%
KIM
2
Karpus Investment Management
New York
$20.2M 832,214 +17,324 +2%
AAM
3
Advisors Asset Management
Colorado
$19.6M 809,123 -79,952 -9%
Morgan Stanley
4
Morgan Stanley
New York
$14.5M 595,625 -120,455 -17%
GC
5
Guggenheim Capital
Illinois
$11.4M 469,963 -30,338 -6%
UBS Group
6
UBS Group
Switzerland
$6.65M 273,748 -12,712 -4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.31M 259,746 -31,840 -11%
Cohen & Steers
8
Cohen & Steers
New York
$5.99M 246,623 +7,445 +3%
RJA
9
Raymond James & Associates
Florida
$4.91M 202,347 +95,737 +90%
Invesco
10
Invesco
Georgia
$4.3M 176,910 +5,609 +3%
SDWIA
11
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$3.75M 154,475 +4,500 +3%
Osaic Holdings
12
Osaic Holdings
Arizona
$3.03M 124,861 +5,206 +4%
XF
13
XML Financial
Maryland
$2.71M 111,471 +11,157 +11%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.5M 102,956 +64,361 +167%
Stifel Financial
15
Stifel Financial
Missouri
$2.34M 96,398 +7,279 +8%
GEM
16
Global Endowment Management
North Carolina
$1.46M 60,000 – –
AA
17
AQR Arbitrage
Connecticut
$1.21M 49,801 +17,817 +56%
KFGK
18
Keystone Financial Group (Kentucky)
Kentucky
$1.03M 42,263 +1,885 +5%
BKA
19
Brick & Kyle Associates
Pennsylvania
$932K 38,537 -136 -0.4%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$923K 38,013 -1,398 -4%
Ameriprise
21
Ameriprise
Minnesota
$832K 34,283 +7,722 +29%
RIL
22
Rothschild Investment LLC
Illinois
$830K 34,177 -2,000 -6%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$805K 33,150 – –
TC
24
Telemus Capital
Michigan
$721K 28,405 -5,145 -15%
SPIA
25
Steward Partners Investment Advisory
New York
$682K 28,096 +334 +1%
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