UCFA
NIE

United Capital Financial Advisors’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

United Capital Financial Advisors’s Portfolio NIE Stock Details NIE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-27,420
Closed -$616K – 1210
2020
Q2 		$616K Sell
27,420
-8,834
-24% -$186K ﹤0.01% 798
2020
Q1 		$674K Sell
36,254
-10,511
-22% -$230K 0.01% 722
2019
Q4 		$1.06M Sell
46,765
-650
-1% -$14.4K 0.01% 759
2019
Q3 		$1.02M Buy
47,415
+1,384
+3% +$30.2K 0.01% 744
2019
Q2 		$999K Buy
46,031
+5,613
+14% +$120K 0.01% 811
2019
Q1 		$870K Buy
40,418
+10,950
+37% +$226K 0.01% 811
2018
Q4 		$546K Buy
29,468
+826
+3% +$16.8K ﹤0.01% 891
2018
Q3 		$657K Buy
28,642
+5,798
+25% +$134K ﹤0.01% 901
2018
Q2 		$508K Buy
22,844
+5,164
+29% +$111K ﹤0.01% 939
2018
Q1 		$366K Buy
17,680
+2,767
+19% +$59.6K ﹤0.01% 1031
2017
Q4 		$315K Buy
14,913
+949
+7% +$19.9K ﹤0.01% 1095
2017
Q3 		$289K Buy
13,964
+2,224
+19% +$44.8K ﹤0.01% 1125
2017
Q2 		$232K Sell
11,740
-340
-3% -$6.69K ﹤0.01% 1159
2017
Q1 		$233K Sell
12,080
-3,782
-24% -$72.7K ﹤0.01% 1140
2016
Q4 		$292K Sell
15,862
-411
-3% -$7.58K ﹤0.01% 1060
2016
Q3 		$305K Sell
16,273
-900
-5% -$17.1K ﹤0.01% 1070
2016
Q2 		$309K Hold
17,173
– – ﹤0.01% 1028
2016
Q1 		$312K Buy
17,173
+1,190
+7% +$20.4K ﹤0.01% 995
2015
Q4 		$287K Buy
+15,983
New +$292K ﹤0.01% 1033

Other funds holding NIE

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

United Capital Financial Advisors's NIE Position: Q3 2020 in Review

United Capital Financial Advisors sold out of Virtus Equity & Convertible Income Fund (NIE) in Q3 2020, closing a stake of 27,420 shares — an estimated $616K sold.

United Capital Financial Advisors first reported a position in NIE in Q4 2015 and held it in 19 quarters. The position peaked at $1.06M in Q4 2019. 63 funds tracked by Wall St. Rank hold NIE as of Q3 2020.

  • United Capital Financial Advisors reported no remaining Virtus Equity & Convertible Income Fund position as of Q3 2020 after selling out during the quarter.
  • United Capital Financial Advisors sold 27,420 Virtus Equity & Convertible Income Fund shares in Q3 2020, an estimated $616K.
  • United Capital Financial Advisors first reported a position in Virtus Equity & Convertible Income Fund in Q4 2015 and held it in 19 quarters.
  • United Capital Financial Advisors's Virtus Equity & Convertible Income Fund position peaked at $1.06M in Q4 2019.
  • 63 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q3 2020.

Based on United Capital Financial Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.