NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

54 hedge funds and large institutions have $121M invested in Virtus Equity & Convertible Income Fund in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 6 closing their positions.

Holders
54
Holders Change
-2
Holders Change %
-3.57%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
19
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$22.2M
2
AAM
2
Advisors Asset Management
Colorado
$24.8M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.04M
4
Invesco
4
Invesco
Georgia
$4.11M
5
AG
5
Advisor Group
Arizona
$1.62M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.8M
2
UBS Group
2
UBS Group
Switzerland
$3.16M
3
Bank of America
3
Bank of America
North Carolina
$1.67M
4
PPA
4
Parametric Portfolio Associates
Washington
$2.36M
5
CWM
5
Cornerstone Wealth Management
Missouri
$10.7M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$24.8M 1,079,532 +29,956 +3%
GC
2
Guggenheim Capital
Illinois
$22.2M 965,884 +75,644 +8%
Wells Fargo
3
Wells Fargo
California
$17.8M 775,511 -6,050 -0.8%
Morgan Stanley
4
Morgan Stanley
New York
$10.8M 470,853 -206,180 -30%
CWM
5
Cornerstone Wealth Management
Missouri
$10.7M 220,422 -19,030 -8%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.14M 180,576 +12,234 +7%
Invesco
7
Invesco
Georgia
$4.11M 178,932 +13,778 +8%
UBS Group
8
UBS Group
Switzerland
$3.16M 137,803 -87,780 -39%
RJA
9
Raymond James & Associates
Florida
$2.48M 107,974 +9,350 +9%
PPA
10
Parametric Portfolio Associates
Washington
$2.36M 102,772 -50,195 -33%
Stifel Financial
11
Stifel Financial
Missouri
$1.77M 77,234 +9,271 +14%
Bank of America
12
Bank of America
North Carolina
$1.67M 72,868 -52,519 -42%
AG
13
Advisor Group
Arizona
$1.62M 70,553 +12,899 +22%
GEM
14
Global Endowment Management
North Carolina
$1.38M 60,000 – –
TC
15
Telemus Capital
Michigan
$1.18M 51,225 -100 -0.2%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1.04M 45,453 +16,833 +59%
KFGK
17
Keystone Financial Group (Kentucky)
Kentucky
$822K 35,625 +1,300 +4%
RIL
18
Rothschild Investment LLC
Illinois
$790K 34,436 – –
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$660K 28,767 +3,302 +13%
UCFA
20
United Capital Financial Advisors
Texas
$657K 28,642 +5,798 +25%
BTS
21
BB&T Securities
Virginia
$643K 28,037 -200 -0.7%
CA
22
Cetera Advisors
Colorado
$577K 25,144 -740 -3%
IFWM
23
Institute for Wealth Management
Colorado
$521K 22,681 +457 +2%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$510K 22,218 -8,500 -28%
Ameriprise
25
Ameriprise
Minnesota
$422K 18,382 -496 -3%
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