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NIE

Virtus Equity & Convertible Income Fund

59 hedge funds and large institutions have $114M invested in Virtus Equity & Convertible Income Fund in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.42% less ownership

Funds ownership: 19.48%19.06% (-0.42%)

3% less capital invested

Capital invested by funds: $117M → $114M (-$2.98M)

5% less funds holding

Funds holding: 6259 (-3)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
59
Holders Change
-3
Holders Change %
-4.84%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
23
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$22.6M -$1.3M -59,854 -5%
Wells Fargo
2
Wells Fargo
California
$19.5M +$83.1K +3,815 +0.4%
GC
3
Guggenheim Capital
Illinois
$15.4M -$1.2M -55,200 -7%
Morgan Stanley
4
Morgan Stanley
New York
$13M +$441K +20,224 +3%
KIM
5
Karpus Investment Management
New York
$7.5M -$303K -13,913 -4%
Invesco
6
Invesco
Georgia
$4.32M -$230K -10,541 -5%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.48M -$287K -13,182 -8%
SDWIA
8
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$2.84M -$1.2K -55 -0%
UBS Group
9
UBS Group
Switzerland
$2.71M +$198K +9,076 +8%
RJA
10
Raymond James & Associates
Florida
$2.36M -$89.7K -4,117 -4%
Stifel Financial
11
Stifel Financial
Missouri
$1.67M +$218K +9,983 +15%
AG
12
Advisor Group
Arizona
$1.65M -$28.3K -1,300 -2%
PPA
13
Parametric Portfolio Associates
Washington
$1.55M +$61.8K +2,834 +4%
GEM
14
Global Endowment Management
North Carolina
$1.29M
TC
15
Telemus Capital
Michigan
$1.14M +$49K +2,250 +4%
UCFA
16
United Capital Financial Advisors
Texas
$1.02M +$30.2K +1,384 +3%
KFGK
17
Keystone Financial Group (Kentucky)
Kentucky
$942K +$20.8K +955 +2%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$836K +$7.93K +364 +0.9%
SFS
19
Shaker Financial Services
Virginia
$777K +$368K +16,889 +89%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$776K +$52.1K +2,393 +7%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$748K -$6.71K -308 -0.9%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$734K +$64.4K +2,954 +10%
RIL
23
Rothschild Investment LLC
Illinois
$669K -$14.4K -660 -2%
Bank of America
24
Bank of America
North Carolina
$615K -$79.9K -3,668 -11%
BTS
25
BB&T Securities
Virginia
$608K -$12K -550 -2%

NIE Hedge Fund Activity: Q3 2019 in Review

59 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q3 2019, worth a combined $114M — down 2.5% from $117M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of NIE and 3 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 23 added.

The largest buyer was Morgan Stanley, adding an estimated $441K. The largest seller was Advisors Asset Management, cutting an estimated $1.3M.

  • 59 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q3 2019, down from 62 in Q2 2019.
  • Funds reported $114M of Virtus Equity & Convertible Income Fund stock for Q3 2019, down 2.5% quarter-over-quarter.
  • 3 funds opened new Virtus Equity & Convertible Income Fund positions in Q3 2019 and 6 closed out, a net change of -3 holders.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q3 2019 was Morgan Stanley, an estimated $441K added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q3 2019 was Advisors Asset Management, an estimated $1.3M sold.

Based on aggregated 13F filings for Q3 2019.