NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

64 hedge funds and large institutions have $106M invested in Virtus Equity & Convertible Income Fund in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 9 closing their positions.

Holders
64
Holders Change
+10
Holders Change %
+18.52%
% of All Funds
1.43%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
19
Increased
19
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$6.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$12.6M
3
SDWIA
3
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$2.27M
4
AAM
4
Advisors Asset Management
Colorado
$21.1M
5
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$850K

Top Sellers

1
CWM
1
Cornerstone Wealth Management
Missouri
$232K
2
GC
2
Guggenheim Capital
Illinois
$16.1M
3
CA
3
Cetera Advisors
Colorado
$0
4
Bank of America
4
Bank of America
North Carolina
$813K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$592K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$21.1M 1,135,895 +56,363 +5%
GC
2
Guggenheim Capital
Illinois
$16.1M 870,235 -95,649 -10%
Wells Fargo
3
Wells Fargo
California
$14.9M 802,649 +27,138 +3%
Morgan Stanley
4
Morgan Stanley
New York
$12.6M 680,253 +209,400 +44%
KIM
5
Karpus Investment Management
New York
$6.9M 371,952 +371,952 New
Invesco
6
Invesco
Georgia
$4.08M 219,931 +40,999 +23%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.48M 187,547 +6,971 +4%
UBS Group
8
UBS Group
Switzerland
$2.67M 143,917 +6,114 +4%
SDWIA
9
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$2.27M 122,339 +122,339 New
RJA
10
Raymond James & Associates
Florida
$2M 107,907 -67 -0.1%
PPA
11
Parametric Portfolio Associates
Washington
$1.78M 96,151 -6,621 -6%
Stifel Financial
12
Stifel Financial
Missouri
$1.42M 76,428 -806 -1%
AG
13
Advisor Group
Arizona
$1.26M 68,133 -2,420 -3%
GEM
14
Global Endowment Management
North Carolina
$1.11M 60,000 – –
TC
15
Telemus Capital
Michigan
$950K 51,225 – –
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$850K 45,829 +45,829 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$841K 45,382 +16,615 +58%
Bank of America
18
Bank of America
North Carolina
$813K 43,885 -28,983 -40%
GFP
19
Gryphon Financial Partners
Ohio
$762K 34,325 +34,325 New
WAM
20
Weiss Asset Management
Massachusetts
$730K 39,350 +39,350 New
KFGK
21
Keystone Financial Group (Kentucky)
Kentucky
$679K 36,625 +1,000 +3%
RIL
22
Rothschild Investment LLC
Illinois
$620K 33,436 -1,000 -3%
LCM
23
Landscape Capital Management
New Jersey
$609K 32,839 +32,839 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$592K 31,926 -13,527 -30%
UCFA
25
United Capital Financial Advisors
Texas
$546K 29,468 +826 +3%
1
2 3