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NIE

Virtus Equity & Convertible Income Fund

64 hedge funds and large institutions have $106M invested in Virtus Equity & Convertible Income Fund in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 9

19% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 16

19% more funds holding

Funds holding: 5464 (+10)

2.59% more ownership

Funds ownership: 18.07%20.66% (+2.6%)

12% less capital invested

Capital invested by funds: $121M → $106M (-$14.3M)

Holders
64
Holders Change
+10
Holders Change %
+18.52%
% of All Funds
1.43%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
19
Reduced
16
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$21.1M +$1.14M +56,363 +5%
GC
2
Guggenheim Capital
Illinois
$16.1M -$1.94M -95,649 -10%
Wells Fargo
3
Wells Fargo
California
$14.9M +$551K +27,138 +3%
Morgan Stanley
4
Morgan Stanley
New York
$12.6M +$4.25M +209,400 +44%
KIM
5
Karpus Investment Management
New York
$6.9M +$7.55M +371,952 New
Invesco
6
Invesco
Georgia
$4.08M +$832K +40,999 +23%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.48M +$142K +6,971 +4%
UBS Group
8
UBS Group
Switzerland
$2.67M +$124K +6,114 +4%
SDWIA
9
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$2.27M +$2.48M +122,339 New
RJA
10
Raymond James & Associates
Florida
$2M -$1.36K -67 -0.1%
PPA
11
Parametric Portfolio Associates
Washington
$1.78M -$134K -6,621 -6%
Stifel Financial
12
Stifel Financial
Missouri
$1.42M -$16.4K -806 -1%
AG
13
Advisor Group
Arizona
$1.26M -$49.1K -2,420 -3%
GEM
14
Global Endowment Management
North Carolina
$1.11M
TC
15
Telemus Capital
Michigan
$950K
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$850K +$930K +45,829 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$841K +$337K +16,615 +58%
Bank of America
18
Bank of America
North Carolina
$813K -$588K -28,983 -40%
GFP
19
Gryphon Financial Partners
Ohio
$762K +$697K +34,325 New
WAM
20
Weiss Asset Management
Massachusetts
$730K +$799K +39,350 New
KFGK
21
Keystone Financial Group (Kentucky)
Kentucky
$679K +$20.3K +1,000 +3%
RIL
22
Rothschild Investment LLC
Illinois
$620K -$20.3K -1,000 -3%
LCM
23
Landscape Capital Management
New Jersey
$609K +$667K +32,839 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$592K -$275K -13,527 -30%
UCFA
25
United Capital Financial Advisors
Texas
$546K +$16.8K +826 +3%

NIE Hedge Fund Activity: Q4 2018 in Review

64 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q4 2018, worth a combined $106M — down 12% from $121M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new NIE positions and 9 closed out — a net gain of 10 holders — while 19 added to existing stakes and 16 trimmed.

The largest buyer was Karpus Investment Management, opening a new position worth an estimated $7.55M. The largest seller was Cornerstone Wealth Management, cutting an estimated $4.22M.

  • 64 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q4 2018, up from 54 in Q3 2018.
  • Funds reported $106M of Virtus Equity & Convertible Income Fund stock for Q4 2018, down 12% quarter-over-quarter.
  • 19 funds opened new Virtus Equity & Convertible Income Fund positions in Q4 2018 and 9 closed out, a net change of +10 holders.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q4 2018 was Karpus Investment Management, an estimated $7.55M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q4 2018 was Cornerstone Wealth Management, an estimated $4.22M sold.

Based on aggregated 13F filings for Q4 2018.