NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

39 hedge funds and large institutions have $76.2M invested in Virtus Equity & Convertible Income Fund in 2013 Q2 according to their latest regulatory filings, with 39 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
39
Holders Change
+39
Holders Change %
–
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
39
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$12.2M
2
AAM
2
Advisors Asset Management
Colorado
$8.57M
3
Invesco
3
Invesco
Georgia
$8.34M
4
GC
4
Guggenheim Capital
Illinois
$7.9M
5
Morgan Stanley
5
Morgan Stanley
New York
$7.55M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$12.2M 666,023 +666,023 New
AAM
2
Advisors Asset Management
Colorado
$8.57M 467,393 +467,393 New
Invesco
3
Invesco
Georgia
$8.34M 455,152 +455,152 New
GC
4
Guggenheim Capital
Illinois
$7.9M 431,087 +431,087 New
Morgan Stanley
5
Morgan Stanley
New York
$7.55M 412,022 +412,022 New
RCM
6
Rivernorth Capital Management
Florida
$7.31M 398,562 +398,562 New
GFM
7
Gramercy Funds Management
Connecticut
$5.31M 289,465 +289,465 New
RVP
8
Relative Value Partners
Illinois
$4.67M 254,525 +254,525 New
SG Americas Securities
9
SG Americas Securities
New York
$1.45M 79,207 +79,207 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.41M 77,146 +77,146 New
CA
11
Cornerstone Advisors
North Carolina
$1.33M 72,361 +72,361 New
LPL Financial
12
LPL Financial
California
$1.2M 65,543 +65,543 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.05M 57,311 +57,311 New
Bank of America
14
Bank of America
North Carolina
$997K 54,385 +54,385 New
RJA
15
Raymond James & Associates
Florida
$780K 42,537 +42,537 New
RIL
16
Rothschild Investment LLC
Illinois
$633K 34,550 +34,550 New
U
17
UBS
Switzerland
$556K 30,326 +30,326 New
FAAS
18
First Allied Advisory Services
California
$519K 28,350 +28,350 New
DA
19
Doliver Advisors
Texas
$481K 26,248 +26,248 New
OC
20
Oppenheimer & Co
New York
$455K 24,817 +24,817 New
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$440K 24,002 +24,002 New
CWM
22
Concert Wealth Management
California
$425K 23,218 +23,218 New
WAM
23
Wolverine Asset Management
Illinois
$402K 21,970 +21,970 New
VAM
24
Visium Asset Management
New York
$392K 21,349 +21,349 New
TC
25
TFS Capital
Pennsylvania
$362K 19,758 +19,758 New
1
2