NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

56 hedge funds and large institutions have $131M invested in Virtus Equity & Convertible Income Fund in 2015 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
+8
Holders Change %
+16.67%
% of All Funds
1.49%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
11
Increased
12
Reduced
19
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DA
Doliver Advisors
Texas
$2.27M
2
AAM
Advisors Asset Management
Colorado
$37.7M
3
WAM
Wolverine Asset Management
Illinois
$1.28M
4
VKH
Virtu KCG Holdings
New York
$818K
5
SFS
Shaker Financial Services
Virginia
$664K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$4.65M
2
CAN
Cetera Advisor Networks
California
$304K
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$158K
4
Wells Fargo
Wells Fargo
California
$8.51M
5
GC
Guggenheim Capital
Illinois
$8.87M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$37.7M +$2.15M +108,704 +6%
RCM
2
Rivernorth Capital Management
Florida
$16.1M -$96.7K -4,883 -0.6%
KIM
3
Karpus Investment Management
New York
$9.23M -$120K -6,045 -1%
GC
4
Guggenheim Capital
Illinois
$8.87M -$632K -31,917 -7%
Wells Fargo
5
Wells Fargo
California
$8.51M -$724K -36,521 -8%
Invesco
6
Invesco
Georgia
$5.57M -$443K -22,338 -7%
UBS Group
7
UBS Group
Switzerland
$4.7M +$237K +11,987 +5%
Morgan Stanley
8
Morgan Stanley
New York
$4.65M -$5.44M -274,392 -54%
RVP
9
Relative Value Partners
Illinois
$3.68M -$220K -11,089 -6%
1CP
10
1607 Capital Partners
Virginia
$3.51M -$208K -10,500 -6%
PPA
11
Parametric Portfolio Associates
Washington
$2.82M +$282K +14,222 +11%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.79M +$157K +7,930 +6%
Bank of America
13
Bank of America
North Carolina
$2.51M +$66.2K +3,344 +3%
DA
14
Doliver Advisors
Texas
$2.27M +$2.27M +114,455 New
OC
15
Oppenheimer & Co
New York
$2.04M -$1.63K -82 -0.1%
LPL Financial
16
LPL Financial
California
$1.69M -$127K -6,416 -7%
RJA
17
Raymond James & Associates
Florida
$1.3M -$38.7K -1,952 -3%
WAM
18
Wolverine Asset Management
Illinois
$1.28M +$1.28M +64,432 New
SG Americas Securities
19
SG Americas Securities
New York
$1.24M – – –
GEM
20
Global Endowment Management
North Carolina
$1.19M – – –
VKH
21
Virtu KCG Holdings
New York
$818K +$818K +41,297 New
RIL
22
Rothschild Investment LLC
Illinois
$761K – – –
SFS
23
Shaker Financial Services
Virginia
$664K +$664K +33,518 New
TC
24
Telemus Capital
Michigan
$658K +$658K +33,216 New
CA
25
Cornerstone Advisors
North Carolina
$630K -$596K -30,100 -49%
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