We are live on ! Find out more
NIE

Virtus Equity & Convertible Income Fund

39 hedge funds and large institutions have $80M invested in Virtus Equity & Convertible Income Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 21 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 9

5% more capital invested

Capital invested by funds: $76.2M → $80M (+$3.74M)

0.66% more ownership

Funds ownership: 18.65%19.31% (+0.66%)

0% more funds holding

Funds holding: 3939 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
39
Holders Change
Holders Change %
0%
% of All Funds
1.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
21
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$12.2M -$161K -8,629 -1%
AAM
2
Advisors Asset Management
Colorado
$9.26M +$578K +31,035 +7%
Morgan Stanley
3
Morgan Stanley
New York
$8.39M +$741K +39,767 +10%
GC
4
Guggenheim Capital
Illinois
$8.03M +$21.3K +1,142 +0.3%
RCM
5
Rivernorth Capital Management
Florida
$7.76M +$359K +19,255 +5%
Invesco
6
Invesco
Georgia
$6.68M -$1.78M -95,326 -21%
RVP
7
Relative Value Partners
Illinois
$4.53M -$202K -10,863 -4%
GFM
8
Gramercy Funds Management
Connecticut
$3.54M -$1.84M -98,970 -34%
WAM
9
Wolverine Asset Management
Illinois
$2.12M +$1.72M +92,373 +420%
LPL Financial
10
LPL Financial
California
$1.67M +$460K +24,684 +38%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.56M +$133K +7,133 +9%
SG Americas Securities
12
SG Americas Securities
New York
$1.47M
Bank of America
13
Bank of America
North Carolina
$1.46M +$449K +24,130 +44%
CA
14
Cornerstone Advisors
North Carolina
$1.34M
OC
15
Oppenheimer & Co
New York
$1.18M +$724K +38,897 +157%
GEM
16
Global Endowment Management
North Carolina
$1.18M +$1.18M +63,400 New
RJA
17
Raymond James & Associates
Florida
$1.13M +$341K +18,311 +43%
DA
18
Doliver Advisors
Texas
$994K +$508K +27,271 +104%
RIL
19
Rothschild Investment LLC
Illinois
$623K -$18.6K -1,000 -3%
TC
20
TFS Capital
Pennsylvania
$616K +$250K +13,418 +68%
FAAS
21
First Allied Advisory Services
California
$548K +$21K +1,130 +4%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$520K +$74.7K +4,010 +17%
CWM
23
Concert Wealth Management
California
$425K -$8.88K -477 -2%
VAM
24
Visium Asset Management
New York
$400K +$2.96K +159 +0.7%
U
25
UBS
Switzerland
$366K -$198K -10,611 -35%

NIE Hedge Fund Activity: Q3 2013 in Review

39 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q3 2013, worth a combined $80M — up 4.9% from $76.2M a quarter earlier.

Fund positioning in NIE was balanced in Q3 2013: 3 funds opened new positions, 3 closed out, 21 added to existing stakes and 9 trimmed.

The largest buyer was Wolverine Asset Management, adding an estimated $1.72M. The largest seller was Gramercy Funds Management, cutting an estimated $1.84M.

  • 39 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $80M of Virtus Equity & Convertible Income Fund stock for Q3 2013, up 4.9% quarter-over-quarter.
  • 3 funds opened new Virtus Equity & Convertible Income Fund positions in Q3 2013 and 3 closed out, a net change of 0 holders.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q3 2013 was Wolverine Asset Management, an estimated $1.72M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q3 2013 was Gramercy Funds Management, an estimated $1.84M sold.

Based on aggregated 13F filings for Q3 2013.