NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

39 hedge funds and large institutions have $80M invested in Virtus Equity & Convertible Income Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 21 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
39
Holders Change
–
Holders Change %
0%
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
21
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$2.12M
2
GEM
2
Global Endowment Management
North Carolina
$1.18M
3
Morgan Stanley
3
Morgan Stanley
New York
$8.39M
4
OC
4
Oppenheimer & Co
New York
$1.18M
5
AAM
5
Advisors Asset Management
Colorado
$9.26M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$3.54M
2
Invesco
2
Invesco
Georgia
$6.68M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$267K
4
CPA
4
Cowen Prime Advisors
New York
$0
5
RVP
5
Relative Value Partners
Illinois
$4.53M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$12.2M 657,394 -8,629 -1%
AAM
2
Advisors Asset Management
Colorado
$9.26M 498,428 +31,035 +7%
Morgan Stanley
3
Morgan Stanley
New York
$8.39M 451,789 +39,767 +10%
GC
4
Guggenheim Capital
Illinois
$8.03M 432,229 +1,142 +0.3%
RCM
5
Rivernorth Capital Management
Florida
$7.76M 417,817 +19,255 +5%
Invesco
6
Invesco
Georgia
$6.68M 359,826 -95,326 -21%
RVP
7
Relative Value Partners
Illinois
$4.53M 243,662 -10,863 -4%
GFM
8
Gramercy Funds Management
Connecticut
$3.54M 190,495 -98,970 -34%
WAM
9
Wolverine Asset Management
Illinois
$2.12M 114,343 +92,373 +420%
LPL Financial
10
LPL Financial
California
$1.67M 90,227 +24,684 +38%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.57M 84,279 +7,133 +9%
SG Americas Securities
12
SG Americas Securities
New York
$1.47M 79,207 – –
Bank of America
13
Bank of America
North Carolina
$1.46M 78,515 +24,130 +44%
CA
14
Cornerstone Advisors
North Carolina
$1.34M 72,361 – –
OC
15
Oppenheimer & Co
New York
$1.18M 63,714 +38,897 +157%
GEM
16
Global Endowment Management
North Carolina
$1.18M 63,400 +63,400 New
RJA
17
Raymond James & Associates
Florida
$1.13M 60,848 +18,311 +43%
DA
18
Doliver Advisors
Texas
$994K 53,519 +27,271 +104%
RIL
19
Rothschild Investment LLC
Illinois
$623K 33,550 -1,000 -3%
TC
20
TFS Capital
Pennsylvania
$616K 33,176 +13,418 +68%
FAAS
21
First Allied Advisory Services
California
$548K 29,480 +1,130 +4%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$520K 28,012 +4,010 +17%
CWM
23
Concert Wealth Management
California
$425K 22,741 -477 -2%
VAM
24
Visium Asset Management
New York
$400K 21,508 +159 +0.7%
U
25
UBS
Switzerland
$366K 19,715 -10,611 -35%
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