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NIE

Virtus Equity & Convertible Income Fund

62 hedge funds and large institutions have $110M invested in Virtus Equity & Convertible Income Fund in 2017 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 5

24% more funds holding

Funds holding: 5062 (+12)

20% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 15

5% more capital invested

Capital invested by funds: $104M → $110M (+$5.59M)

0.45% more ownership

Funds ownership: 18.14%18.59% (+0.45%)

Holders
62
Holders Change
+12
Holders Change %
+24%
% of All Funds
1.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
18
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$18.8M +$3.1M +148,292 +20%
Morgan Stanley
2
Morgan Stanley
New York
$18M -$465K -22,231 -3%
Wells Fargo
3
Wells Fargo
California
$15.7M -$2.95M -141,044 -16%
GC
4
Guggenheim Capital
Illinois
$15.3M +$2.16M +103,387 +17%
UBS Group
5
UBS Group
Switzerland
$5.16M -$173K -8,245 -3%
RCM
6
Rivernorth Capital Management
Florida
$4.73M -$1.52M -72,853 -25%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.71M +$69.2K +3,308 +2%
Invesco
8
Invesco
Georgia
$3.26M -$754K -36,059 -19%
Bank of America
9
Bank of America
North Carolina
$2.42M +$969K +46,300 +68%
RJA
10
Raymond James & Associates
Florida
$2.14M +$71.3K +3,407 +3%
PPA
11
Parametric Portfolio Associates
Washington
$1.89M +$111K +5,313 +6%
XS
12
XML Securities
Maryland
$1.78M +$1.76M +84,065 New
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.38M +$1.19M +56,737 +657%
GEM
14
Global Endowment Management
North Carolina
$1.27M
SEI Investments
15
SEI Investments
Pennsylvania
$1.26M +$492K +23,529 New
AG
16
Advisor Group
Arizona
$1.23M +$977K +46,702 +399%
TC
17
Telemus Capital
Michigan
$1.06M +$52.3K +2,500 +5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$807K -$873K -41,702 -52%
KFGK
19
Keystone Financial Group (Kentucky)
Kentucky
$751K +$718K +34,325 New
RIL
20
Rothschild Investment LLC
Illinois
$708K
BTS
21
BB&T Securities
Virginia
$596K +$11.7K +559 +2%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$568K -$136K -6,522 -20%
CA
23
Cetera Advisors
Colorado
$551K
IFWM
24
Institute for Wealth Management
Colorado
$457K +$10.9K +523 +2%
BKA
25
Brick & Kyle Associates
Pennsylvania
$444K +$5.23K +250 +1%

NIE Hedge Fund Activity: Q4 2017 in Review

62 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q4 2017, worth a combined $110M — up 5.4% from $104M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new NIE positions and 5 closed out — a net gain of 12 holders — while 18 added to existing stakes and 15 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $3.1M. The largest seller was Wells Fargo, cutting an estimated $2.95M.

  • 62 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q4 2017, up from 50 in Q3 2017.
  • Funds reported $110M of Virtus Equity & Convertible Income Fund stock for Q4 2017, up 5.4% quarter-over-quarter.
  • 17 funds opened new Virtus Equity & Convertible Income Fund positions in Q4 2017 and 5 closed out, a net change of +12 holders.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q4 2017 was Advisors Asset Management, an estimated $3.1M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q4 2017 was Wells Fargo, an estimated $2.95M sold.

Based on aggregated 13F filings for Q4 2017.