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NIE

Virtus Equity & Convertible Income Fund

65 hedge funds and large institutions have $113M invested in Virtus Equity & Convertible Income Fund in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

2.25% more ownership

Funds ownership: 19.55%21.81% (+2.3%)

2% more funds holding

Funds holding: 6465 (+1)

0% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 20

8% less capital invested

Capital invested by funds: $123M → $113M (-$10.3M)

Holders
65
Holders Change
+1
Holders Change %
+1.56%
% of All Funds
1.43%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
12
Increased
20
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$17.7M +$509K +23,253 +3%
Wells Fargo
2
Wells Fargo
California
$16.5M -$721K -32,984 -4%
KIM
3
Karpus Investment Management
New York
$14.8M +$11.3M +518,119 +186%
GC
4
Guggenheim Capital
Illinois
$12.1M +$141K +6,454 +1%
Morgan Stanley
5
Morgan Stanley
New York
$10.7M +$1.15M +52,376 +10%
UBS Group
6
UBS Group
Switzerland
$5.61M +$2.02M +92,194 +44%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.14M +$260K +11,904 +4%
Cohen & Steers
8
Cohen & Steers
New York
$3.49M +$68.2K +3,118 +2%
Invesco
9
Invesco
Georgia
$3.27M -$283K -12,949 -7%
SDWIA
10
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$2.56M +$118K +5,395 +4%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.1M +$2.47M +112,958 New
RJA
12
Raymond James & Associates
Florida
$1.94M -$126K -5,768 -5%
Stifel Financial
13
Stifel Financial
Missouri
$1.71M +$103K +4,694 +5%
XF
14
XML Financial
Maryland
$1.59M -$48.8K -2,229 -3%
GEM
15
Global Endowment Management
North Carolina
$1.12M
ACM
16
Anfield Capital Management
California
$874K +$1.03M +46,970 New
KFGK
17
Keystone Financial Group (Kentucky)
Kentucky
$750K -$71.6K -3,274 -8%
TC
18
Telemus Capital
Michigan
$707K -$430K -19,675 -38%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$678K +$2.63K +120 +0.3%
UCFA
20
United Capital Financial Advisors
Texas
$674K -$230K -10,511 -22%
RIL
21
Rothschild Investment LLC
Illinois
$673K +$109K +5,000 +16%
PPA
22
Parametric Portfolio Associates
Washington
$664K -$290K -13,279 -27%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$550K -$319K -14,587 -33%
SPIA
24
Steward Partners Investment Advisory
New York
$545K +$28.7K +1,310 +5%
Ameriprise
25
Ameriprise
Minnesota
$542K -$107K -4,884 -14%

NIE Hedge Fund Activity: Q1 2020 in Review

65 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q1 2020, worth a combined $113M — down 8.4% from $123M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NIE positions and 9 closed out — a net gain of 3 holders — while 20 added to existing stakes and 20 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $11.3M. The largest seller was Wells Fargo, cutting an estimated $721K.

  • 65 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q1 2020, up from 64 in Q4 2019.
  • Funds reported $113M of Virtus Equity & Convertible Income Fund stock for Q1 2020, down 8.4% quarter-over-quarter.
  • 12 funds opened new Virtus Equity & Convertible Income Fund positions in Q1 2020 and 9 closed out, a net change of +3 holders.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q1 2020 was Karpus Investment Management, an estimated $11.3M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q1 2020 was Wells Fargo, an estimated $721K sold.

Based on aggregated 13F filings for Q1 2020.