NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

62 hedge funds and large institutions have $109M invested in Virtus Equity & Convertible Income Fund in 2018 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
–
Holders Change %
0%
% of All Funds
1.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
20
Reduced
16
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
Wolverine Asset Management
Illinois
+$2.38M
2
AAM
Advisors Asset Management
Colorado
+$2.13M
3
GC
Guggenheim Capital
Illinois
+$1.11M
4
MA
Mutual Advisors
Nebraska
+$746K
5
Stifel Financial
Stifel Financial
Missouri
+$646K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$2.87M
2
RCM
Rivernorth Capital Management
Florida
-$2.12M
3
SEI Investments
SEI Investments
Pennsylvania
-$1.26M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
-$762K
5
CA
Cetera Advisors
Colorado
-$551K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$21.1M +$2.13M +99,742 +11%
GC
2
Guggenheim Capital
Illinois
$16.1M +$1.11M +53,532 +7%
Wells Fargo
3
Wells Fargo
California
$15.5M +$118K +5,714 +0.8%
Morgan Stanley
4
Morgan Stanley
New York
$14.8M -$2.87M -138,572 -16%
UBS Group
5
UBS Group
Switzerland
$5.25M +$198K +9,553 +4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.57M -$66.9K -3,233 -2%
Invesco
7
Invesco
Georgia
$3.16M -$32.8K -1,584 -1%
Bank of America
8
Bank of America
North Carolina
$2.6M +$229K +11,059 +10%
RCM
9
Rivernorth Capital Management
Florida
$2.51M -$2.12M -102,366 -46%
WAM
10
Wolverine Asset Management
Illinois
$2.38M +$2.38M +115,118 New
PPA
11
Parametric Portfolio Associates
Washington
$2.34M +$487K +23,548 +26%
RJA
12
Raymond James & Associates
Florida
$2.16M +$62.1K +2,999 +3%
XS
13
XML Securities
Maryland
$1.83M +$90K +4,346 +5%
GEM
14
Global Endowment Management
North Carolina
$1.24M – – –
AG
15
Advisor Group
Arizona
$1.13M -$76.4K -3,692 -6%
TC
16
Telemus Capital
Michigan
$1.04M – – –
MA
17
Mutual Advisors
Nebraska
$746K +$746K +36,040 New
KFGK
18
Keystone Financial Group (Kentucky)
Kentucky
$697K – – –
RIL
19
Rothschild Investment LLC
Illinois
$693K – – –
Stifel Financial
20
Stifel Financial
Missouri
$646K +$646K +31,183 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$613K +$57.5K +2,778 +10%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$593K -$762K -36,756 -56%
BTS
23
BB&T Securities
Virginia
$567K -$16.7K -807 -3%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$518K -$273K -13,184 -34%
BKA
25
Brick & Kyle Associates
Pennsylvania
$488K +$53.3K +2,574 +12%
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