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NIE

Virtus Equity & Convertible Income Fund

51 hedge funds and large institutions have $142M invested in Virtus Equity & Convertible Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 10

16% more capital invested

Capital invested by funds: $123M → $142M (+$19M)

2.58% more ownership

Funds ownership: 22.73%25.3% (+2.6%)

2% less funds holding

Funds holding: 5251 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
51
Holders Change
-1
Holders Change %
-1.92%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
24
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$32.3M +$2.16M +108,340 +7%
RCM
2
Rivernorth Capital Management
Florida
$15.4M +$2.66M +133,849 +21%
Morgan Stanley
3
Morgan Stanley
New York
$12.6M +$511K +25,684 +4%
GC
4
Guggenheim Capital
Illinois
$11.3M +$978K +49,157 +10%
Wells Fargo
5
Wells Fargo
California
$10.3M -$1.61M -80,958 -14%
KIM
6
Karpus Investment Management
New York
$9.27M +$2.88M +144,955 +46%
Invesco
7
Invesco
Georgia
$7.51M -$194K -9,753 -3%
RVP
8
Relative Value Partners
Illinois
$4.56M -$180K -9,045 -4%
U
9
UBS
Switzerland
$4.05M +$400K +20,097 +11%
RCM
10
Robinson Capital Management
Michigan
$3.07M +$1.87M +94,059 +155%
CAN
11
Cetera Advisor Networks
California
$2.45M +$198K +9,959 +9%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.36M +$172K +8,665 +8%
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$2.09M +$131K +6,600 +7%
LPL Financial
14
LPL Financial
California
$1.93M -$387K -19,455 -17%
Bank of America
15
Bank of America
North Carolina
$1.93M +$347K +17,457 +22%
OC
16
Oppenheimer & Co
New York
$1.72M -$38.5K -1,934 -2%
1CP
17
1607 Capital Partners
Virginia
$1.57M +$935K +47,000 +153%
SG Americas Securities
18
SG Americas Securities
New York
$1.52M
CA
19
Cornerstone Advisors
North Carolina
$1.43M
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$1.42M +$325K +16,356 +30%
GEM
21
Global Endowment Management
North Carolina
$1.31M
RJA
22
Raymond James & Associates
Florida
$1.3M +$32K +1,606 +3%
DA
23
Doliver Advisors
Texas
$1.15M +$1.13M +56,836 New
PPA
24
Parametric Portfolio Associates
Washington
$1.06M +$1.05M +52,643 New
TC
25
TFS Capital
Pennsylvania
$1.02M +$742K +37,277 +285%

NIE Hedge Fund Activity: Q2 2014 in Review

51 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q2 2014, worth a combined $142M — up 16% from $123M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of NIE and 4 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 24 added.

The largest buyer was Karpus Investment Management, adding an estimated $2.88M. The largest seller was Wells Fargo, cutting an estimated $1.61M.

  • 51 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q2 2014, down from 52 in Q1 2014.
  • Funds reported $142M of Virtus Equity & Convertible Income Fund stock for Q2 2014, up 16% quarter-over-quarter.
  • 4 funds opened new Virtus Equity & Convertible Income Fund positions in Q2 2014 and 5 closed out, a net change of -1 holder.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q2 2014 was Karpus Investment Management, an estimated $2.88M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q2 2014 was Wells Fargo, an estimated $1.61M sold.

Based on aggregated 13F filings for Q2 2014.