NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

51 hedge funds and large institutions have $142M invested in Virtus Equity & Convertible Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
51
Holders Change
-1
Holders Change %
-1.92%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
4
Increased
24
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$9.27M
2
RCM
2
Rivernorth Capital Management
Florida
$15.4M
3
AAM
3
Advisors Asset Management
Colorado
$32.3M
4
RCM
4
Robinson Capital Management
Michigan
$3.07M
5
DA
5
Doliver Advisors
Texas
$1.15M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$10.3M
2
LPL Financial
2
LPL Financial
California
$1.93M
3
FAAS
3
First Allied Advisory Services
California
$0
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$0
5
SFS
5
Shaker Financial Services
Virginia
$1M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$32.3M 1,597,376 +108,340 +7%
RCM
2
Rivernorth Capital Management
Florida
$15.4M 760,730 +133,849 +21%
Morgan Stanley
3
Morgan Stanley
New York
$12.6M 624,735 +25,684 +4%
GC
4
Guggenheim Capital
Illinois
$11.3M 557,420 +49,157 +10%
Wells Fargo
5
Wells Fargo
California
$10.3M 507,530 -80,958 -14%
KIM
6
Karpus Investment Management
New York
$9.27M 458,827 +144,955 +46%
Invesco
7
Invesco
Georgia
$7.52M 372,041 -9,753 -3%
RVP
8
Relative Value Partners
Illinois
$4.56M 225,960 -9,045 -4%
U
9
UBS
Switzerland
$4.05M 200,460 +20,097 +11%
RCM
10
Robinson Capital Management
Michigan
$3.07M 154,605 +94,059 +155%
CAN
11
Cetera Advisor Networks
California
$2.45M 121,022 +9,959 +9%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.36M 116,887 +8,665 +8%
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$2.09M 103,410 +6,600 +7%
LPL Financial
14
LPL Financial
California
$1.93M 95,554 -19,455 -17%
Bank of America
15
Bank of America
North Carolina
$1.93M 95,360 +17,457 +22%
OC
16
Oppenheimer & Co
New York
$1.72M 85,334 -1,934 -2%
1CP
17
1607 Capital Partners
Virginia
$1.57M 77,700 +47,000 +153%
SG Americas Securities
18
SG Americas Securities
New York
$1.52M 75,380 – –
CA
19
Cornerstone Advisors
North Carolina
$1.43M 70,767 – –
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$1.42M 70,267 +16,356 +30%
GEM
21
Global Endowment Management
North Carolina
$1.31M 64,722 – –
RJA
22
Raymond James & Associates
Florida
$1.3M 64,539 +1,606 +3%
DA
23
Doliver Advisors
Texas
$1.15M 56,836 +56,836 New
PPA
24
Parametric Portfolio Associates
Washington
$1.06M 52,643 +52,643 New
TC
25
TFS Capital
Pennsylvania
$1.02M 50,342 +37,277 +285%
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