First Allied Advisory Services’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

First Allied Advisory Services’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-15,580	Closed	-$302K	–	1052
2014 Q1	$302K	Sell	15,580 -1,400	-8%	-$27K	0.02%	719
2013 Q4	$332K	Sell	16,980 -12,500	-42%	-$239K	0.03%	635
2013 Q3	$548K	Buy	29,480 +1,130	+4%	+$21K	0.03%	493
2013 Q2	$519K	Buy	+28,350	New	+$524K	0.04%	465

Other funds holding NIE

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

First Allied Advisory Services's NIE Position: Q2 2014 in Review

First Allied Advisory Services sold out of Virtus Equity & Convertible Income Fund (NIE) in Q2 2014, closing a stake of 15,580 shares — an estimated $302K sold.

First Allied Advisory Services first reported a position in NIE in Q2 2013 and held it in 4 quarters. The position peaked at $548K in Q3 2013. 51 funds tracked by Wall St. Rank hold NIE as of Q2 2014.

First Allied Advisory Services reported no remaining Virtus Equity & Convertible Income Fund position as of Q2 2014 after selling out during the quarter.
First Allied Advisory Services sold 15,580 Virtus Equity & Convertible Income Fund shares in Q2 2014, an estimated $302K.
First Allied Advisory Services first reported a position in Virtus Equity & Convertible Income Fund in Q2 2013 and held it in 4 quarters.
First Allied Advisory Services's Virtus Equity & Convertible Income Fund position peaked at $548K in Q3 2013.
51 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q2 2014.

Based on First Allied Advisory Services's 13F filing for Q2 2014, filed 14 Aug 2014.