UBS’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

UBS’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$4.11M	Buy	206,844 +6,384	+3%	+$129K	﹤0.01%	2215
2014 Q2	$4.05M	Buy	200,460 +20,097	+11%	+$400K	﹤0.01%	2149
2014 Q1	$3.51M	Buy	180,363 +137,815	+324%	+$2.65M	﹤0.01%	2203
2013 Q4	$831K	Buy	42,548 +22,833	+116%	+$437K	﹤0.01%	3743
2013 Q3	$366K	Sell	19,715 -10,611	-35%	-$198K	﹤0.01%	4502
2013 Q2	$556K	Buy	+30,326	New	+$561K	﹤0.01%	3994

Other funds holding NIE

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's NIE Position: Q3 2014 in Review

UBS increased its Virtus Equity & Convertible Income Fund (NIE) stake by 3.2% in Q3 2014, buying an estimated $129K and bringing the position to 206,844 shares worth $4.11M. The position accounts for ﹤0.01% of the portfolio, ranked #2215.

UBS first reported a position in NIE in Q2 2013 and has held it in 6 quarters since. 51 funds tracked by Wall St. Rank hold NIE as of Q3 2014.

UBS held 206,844 shares of Virtus Equity & Convertible Income Fund worth $4.11M as of Q3 2014.
UBS bought 6,384 Virtus Equity & Convertible Income Fund shares in Q3 2014, an estimated $129K.
Virtus Equity & Convertible Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2215 holding.
UBS first reported a position in Virtus Equity & Convertible Income Fund in Q2 2013 and has held it in 6 quarters since.
51 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.