NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

51 hedge funds and large institutions have $141M invested in Virtus Equity & Convertible Income Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 5 closing their positions.

Holders
51
Holders Change
–
Holders Change %
0%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
18
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1
1607 Capital Partners
Virginia
$3.59M
2
KIM
2
Karpus Investment Management
New York
$10.9M
3
RCM
3
Rivernorth Capital Management
Florida
$16.5M
4
AAM
4
Advisors Asset Management
Colorado
$33.1M
5
WAM
5
Wolverine Asset Management
Illinois
$1.04M

Top Sellers

1
RCM
1
Robinson Capital Management
Michigan
$1.75M
2
Invesco
2
Invesco
Georgia
$6.15M
3
TC
3
TFS Capital
Pennsylvania
$0
4
SFS
4
Shaker Financial Services
Virginia
$0
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$33.1M 1,664,760 +67,384 +4%
RCM
2
Rivernorth Capital Management
Florida
$16.5M 830,914 +70,184 +9%
Morgan Stanley
3
Morgan Stanley
New York
$11.9M 596,712 -28,023 -4%
GC
4
Guggenheim Capital
Illinois
$10.9M 548,684 -8,736 -2%
KIM
5
Karpus Investment Management
New York
$10.9M 546,629 +87,802 +19%
Wells Fargo
6
Wells Fargo
California
$9.97M 501,502 -6,028 -1%
Invesco
7
Invesco
Georgia
$6.15M 309,584 -62,457 -17%
U
8
UBS
Switzerland
$4.11M 206,844 +6,384 +3%
RVP
9
Relative Value Partners
Illinois
$4.06M 204,264 -21,696 -10%
1CP
10
1607 Capital Partners
Virginia
$3.59M 180,800 +103,100 +133%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.55M 128,498 +11,611 +10%
CAN
12
Cetera Advisor Networks
California
$2.42M 121,840 +818 +0.7%
Bank of America
13
Bank of America
North Carolina
$2.17M 109,315 +13,955 +15%
BNP Paribas Financial Markets
14
BNP Paribas Financial Markets
France
$2.05M 103,210 -200 -0.2%
LPL Financial
15
LPL Financial
California
$1.81M 92,090 -3,464 -4%
RCM
16
Robinson Capital Management
Michigan
$1.75M 88,206 -66,399 -43%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$1.71M 86,111 +15,844 +23%
CA
18
Cornerstone Advisors
North Carolina
$1.71M 85,963 +15,196 +21%
OC
19
Oppenheimer & Co
New York
$1.7M 85,391 +57 +0.1%
PPA
20
Parametric Portfolio Associates
Washington
$1.66M 83,388 +30,745 +58%
SG Americas Securities
21
SG Americas Securities
New York
$1.49M 74,982 -398 -0.5%
RJA
22
Raymond James & Associates
Florida
$1.36M 68,459 +3,920 +6%
GEM
23
Global Endowment Management
North Carolina
$1.29M 64,722 – –
WAM
24
Wolverine Asset Management
Illinois
$1.04M 52,296 +52,296 New
RIL
25
Rothschild Investment LLC
Illinois
$763K 38,396 – –
1
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