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NIE

Virtus Equity & Convertible Income Fund

51 hedge funds and large institutions have $141M invested in Virtus Equity & Convertible Income Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 15

0.28% more ownership

Funds ownership: 25.3%25.58% (+0.28%)

0% more funds holding

Funds holding: 5151 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

1% less capital invested

Capital invested by funds: $142M → $141M (-$734K)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
51
Holders Change
Holders Change %
0%
% of All Funds
1.48%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
18
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$33.1M +$1.36M +67,384 +4%
RCM
2
Rivernorth Capital Management
Florida
$16.5M +$1.42M +70,184 +9%
Morgan Stanley
3
Morgan Stanley
New York
$11.9M -$567K -28,023 -4%
GC
4
Guggenheim Capital
Illinois
$10.9M -$177K -8,736 -2%
KIM
5
Karpus Investment Management
New York
$10.9M +$1.78M +87,802 +19%
Wells Fargo
6
Wells Fargo
California
$9.96M -$122K -6,028 -1%
Invesco
7
Invesco
Georgia
$6.15M -$1.26M -62,457 -17%
U
8
UBS
Switzerland
$4.11M +$129K +6,384 +3%
RVP
9
Relative Value Partners
Illinois
$4.06M -$439K -21,696 -10%
1CP
10
1607 Capital Partners
Virginia
$3.59M +$2.08M +103,100 +133%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.55M +$235K +11,611 +10%
CAN
12
Cetera Advisor Networks
California
$2.42M +$16.5K +818 +0.7%
Bank of America
13
Bank of America
North Carolina
$2.17M +$282K +13,955 +15%
BNP Paribas Financial Markets
14
BNP Paribas Financial Markets
France
$2.05M -$4.04K -200 -0.2%
LPL Financial
15
LPL Financial
California
$1.81M -$70K -3,464 -4%
RCM
16
Robinson Capital Management
Michigan
$1.75M -$1.34M -66,399 -43%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$1.71M +$320K +15,844 +23%
CA
18
Cornerstone Advisors
North Carolina
$1.71M +$307K +15,196 +21%
OC
19
Oppenheimer & Co
New York
$1.7M +$1.15K +57 +0.1%
PPA
20
Parametric Portfolio Associates
Washington
$1.66M +$622K +30,745 +58%
SG Americas Securities
21
SG Americas Securities
New York
$1.49M -$8.05K -398 -0.5%
RJA
22
Raymond James & Associates
Florida
$1.36M +$79.3K +3,920 +6%
GEM
23
Global Endowment Management
North Carolina
$1.29M
WAM
24
Wolverine Asset Management
Illinois
$1.04M +$1.06M +52,296 New
RIL
25
Rothschild Investment LLC
Illinois
$763K

NIE Hedge Fund Activity: Q3 2014 in Review

51 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q3 2014, worth a combined $141M — down 0.52% from $142M a quarter earlier.

Fund positioning in NIE was balanced in Q3 2014: 5 funds opened new positions, 5 closed out, 18 added to existing stakes and 15 trimmed.

The largest buyer was 1607 Capital Partners, adding an estimated $2.08M. The largest seller was Robinson Capital Management, cutting an estimated $1.34M.

  • 51 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $141M of Virtus Equity & Convertible Income Fund stock for Q3 2014, down 0.52% quarter-over-quarter.
  • 5 funds opened new Virtus Equity & Convertible Income Fund positions in Q3 2014 and 5 closed out, a net change of 0 holders.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q3 2014 was 1607 Capital Partners, an estimated $2.08M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q3 2014 was Robinson Capital Management, an estimated $1.34M sold.

Based on aggregated 13F filings for Q3 2014.