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NIE

Virtus Equity & Convertible Income Fund

54 hedge funds and large institutions have $108M invested in Virtus Equity & Convertible Income Fund in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

0% more funds holding

Funds holding: 5454 (0)

0% less capital invested

Capital invested by funds: $108M → $108M (-$317K)

0.5% less ownership

Funds ownership: 21.19%20.69% (-0.5%)

29% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 17

Holders
54
Holders Change
Holders Change %
0%
% of All Funds
1.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
12
Reduced
17
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$20.1M -$3.26M -171,997 -14%
AAM
2
Advisors Asset Management
Colorado
$16.4M -$836K -44,091 -5%
Morgan Stanley
3
Morgan Stanley
New York
$14.4M +$823K +43,378 +6%
Wells Fargo
4
Wells Fargo
California
$9.52M +$1.21M +63,869 +14%
RCM
5
Rivernorth Capital Management
Florida
$9.41M -$166K -8,770 -2%
GC
6
Guggenheim Capital
Illinois
$6.39M -$232K -12,244 -3%
UBS Group
7
UBS Group
Switzerland
$5.45M -$77.9K -4,105 -1%
Invesco
8
Invesco
Georgia
$4.4M -$151K -7,952 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.02M -$436 -23 -0%
RJA
10
Raymond James & Associates
Florida
$2.66M +$83K +4,374 +3%
Bank of America
11
Bank of America
North Carolina
$2.32M +$128K +6,729 +6%
LPL Financial
12
LPL Financial
California
$1.5M -$37K -1,952 -2%
OC
13
Oppenheimer & Co
New York
$1.19M +$689K +36,324 +132%
GEM
14
Global Endowment Management
North Carolina
$1.12M
1CP
15
1607 Capital Partners
Virginia
$1.07M -$773K -40,737 -42%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$1M -$154K -8,125 -13%
TC
17
Telemus Capital
Michigan
$911K +$347K +18,289 +60%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$745K -$50.1K -2,644 -6%
RIL
19
Rothschild Investment LLC
Illinois
$650K
LCM
20
Landscape Capital Management
New Jersey
$487K +$242K +12,747 +96%
Citigroup
21
Citigroup
New York
$450K +$224K +11,787 +96%
CWM
22
Concert Wealth Management
California
$420K
BC
23
Brinker Capital
Pennsylvania
$403K -$27.5K -1,451 -6%
BKA
24
Brick & Kyle Associates
Pennsylvania
$375K
CA
25
Cetera Advisors
Colorado
$374K -$34.1K -1,800 -8%

NIE Hedge Fund Activity: Q3 2016 in Review

54 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q3 2016, worth a combined $108M — down 0.29% from $108M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new NIE positions and 8 closed out — a net gain of 1 holder — while 12 added to existing stakes and 17 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.21M. The largest seller was Karpus Investment Management, cutting an estimated $3.26M.

  • 54 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $108M of Virtus Equity & Convertible Income Fund stock for Q3 2016, down 0.29% quarter-over-quarter.
  • 9 funds opened new Virtus Equity & Convertible Income Fund positions in Q3 2016 and 8 closed out, a net change of +1 holder.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q3 2016 was Wells Fargo, an estimated $1.21M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q3 2016 was Karpus Investment Management, an estimated $3.26M sold.

Based on aggregated 13F filings for Q3 2016.