NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

54 hedge funds and large institutions have $108M invested in Virtus Equity & Convertible Income Fund in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 8 closing their positions.

Holders
54
Holders Change
–
Holders Change %
0%
% of All Funds
1.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
12
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$9.52M
2
Morgan Stanley
2
Morgan Stanley
New York
$14.4M
3
OC
3
Oppenheimer & Co
New York
$1.19M
4
TC
4
Telemus Capital
Michigan
$911K
5
CRC
5
Curi RMB Capital
Illinois
$315K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$20.1M
2
AAM
2
Advisors Asset Management
Colorado
$16.4M
3
1CP
3
1607 Capital Partners
Virginia
$1.07M
4
RVPG
4
Relative Value Partners Group
$0
5
Baird Financial Group
5
Baird Financial Group
Wisconsin
$0
Name Market Value Shares Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$20.1M 1,073,597 -171,997 -14%
AAM
2
Advisors Asset Management
Colorado
$16.4M 878,599 -44,091 -5%
Morgan Stanley
3
Morgan Stanley
New York
$14.4M 769,888 +43,378 +6%
Wells Fargo
4
Wells Fargo
California
$9.52M 508,462 +63,869 +14%
RCM
5
Rivernorth Capital Management
Florida
$9.41M 502,577 -8,770 -2%
GC
6
Guggenheim Capital
Illinois
$6.39M 341,242 -12,244 -3%
UBS Group
7
UBS Group
Switzerland
$5.45M 291,322 -4,105 -1%
Invesco
8
Invesco
Georgia
$4.4M 235,177 -7,952 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.02M 142,586 -23 -0%
RJA
10
Raymond James & Associates
Florida
$2.66M 141,869 +4,374 +3%
Bank of America
11
Bank of America
North Carolina
$2.32M 124,064 +6,729 +6%
LPL Financial
12
LPL Financial
California
$1.5M 80,722 -1,952 -2%
OC
13
Oppenheimer & Co
New York
$1.19M 63,771 +36,324 +132%
GEM
14
Global Endowment Management
North Carolina
$1.12M 60,000 – –
1CP
15
1607 Capital Partners
Virginia
$1.07M 57,278 -40,737 -42%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$1M 53,613 -8,125 -13%
TC
17
Telemus Capital
Michigan
$911K 48,677 +18,289 +60%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$745K 39,771 -2,644 -6%
RIL
19
Rothschild Investment LLC
Illinois
$650K 34,718 – –
LCM
20
Landscape Capital Management
New Jersey
$487K 25,989 +12,747 +96%
Citigroup
21
Citigroup
New York
$450K 24,018 +11,787 +96%
CWM
22
Concert Wealth Management
California
$420K 22,275 – –
BC
23
Brinker Capital
Pennsylvania
$403K 21,545 -1,451 -6%
BKA
24
Brick & Kyle Associates
Pennsylvania
$375K 20,035 – –
CA
25
Cetera Advisors
Colorado
$374K 20,090 -1,800 -8%
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