NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

54 hedge funds and large institutions have $108M invested in Virtus Equity & Convertible Income Fund in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
54
Holders Change
+1
Holders Change %
+1.89%
% of All Funds
1.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
15
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$8.18M
2
UBS Group
2
UBS Group
Switzerland
$5.43M
3
NPC
3
National Planning Corporation
California
$212K
4
CA
4
Cetera Advisors
Colorado
$402K
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$1.14M

Top Sellers

1
PPA
1
Parametric Portfolio Associates
Washington
$0
2
RCM
2
Rivernorth Capital Management
Florida
$9.4M
3
KIM
3
Karpus Investment Management
New York
$22.9M
4
LPL Financial
4
LPL Financial
California
$1.52M
5
AAM
5
Advisors Asset Management
Colorado
$17M
Name Market Value Shares Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$22.9M 1,245,594 -110,587 -8%
AAM
2
Advisors Asset Management
Colorado
$17M 922,690 -59,285 -6%
Morgan Stanley
3
Morgan Stanley
New York
$13.4M 726,510 +3,594 +0.5%
RCM
4
Rivernorth Capital Management
Florida
$9.4M 511,347 -121,780 -19%
Wells Fargo
5
Wells Fargo
California
$8.18M 444,593 +39,850 +10%
GC
6
Guggenheim Capital
Illinois
$6.5M 353,486 -27,958 -7%
UBS Group
7
UBS Group
Switzerland
$5.43M 295,427 +11,662 +4%
Invesco
8
Invesco
Georgia
$4.47M 243,129 -2,127 -0.9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.62M 142,609 +7,738 +6%
RJA
10
Raymond James & Associates
Florida
$2.53M 137,495 +2,454 +2%
Bank of America
11
Bank of America
North Carolina
$2.16M 117,335 +7,009 +6%
1CP
12
1607 Capital Partners
Virginia
$1.8M 98,015 -38,945 -28%
LPL Financial
13
LPL Financial
California
$1.52M 82,674 -61,993 -43%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$1.14M 61,738 +8,635 +16%
GEM
15
Global Endowment Management
North Carolina
$1.1M 60,000 – –
RJFSA
16
Raymond James Financial Services Advisors
Florida
$780K 42,415 -2,015 -5%
RIL
17
Rothschild Investment LLC
Illinois
$638K 34,718 – –
RVPG
18
Relative Value Partners Group
$585K 31,834 -6,352 -17%
TC
19
Telemus Capital
Michigan
$559K 30,388 +2,953 +11%
OC
20
Oppenheimer & Co
New York
$505K 27,447 -20,403 -43%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$455K 24,732 +1,711 +7%
BC
22
Brinker Capital
Pennsylvania
$423K 22,996 +1,862 +9%
CWM
23
Concert Wealth Management
California
$410K 22,275 – –
CA
24
Cetera Advisors
Colorado
$402K 21,890 +9,480 +76%
BKA
25
Brick & Kyle Associates
Pennsylvania
$368K 20,035 +2,925 +17%
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