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NIE

Virtus Equity & Convertible Income Fund

54 hedge funds and large institutions have $108M invested in Virtus Equity & Convertible Income Fund in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

2% more funds holding

Funds holding: 5354 (+1)

2.31% less ownership

Funds ownership: 23.5%21.19% (-2.3%)

9% less capital invested

Capital invested by funds: $118M → $108M (-$10.4M)

17% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 18

Holders
54
Holders Change
+1
Holders Change %
+1.89%
% of All Funds
1.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
15
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$22.9M -$2M -110,587 -8%
AAM
2
Advisors Asset Management
Colorado
$17M -$1.07M -59,285 -6%
Morgan Stanley
3
Morgan Stanley
New York
$13.4M +$65.1K +3,594 +0.5%
RCM
4
Rivernorth Capital Management
Florida
$9.4M -$2.21M -121,780 -19%
Wells Fargo
5
Wells Fargo
California
$8.18M +$722K +39,850 +10%
GC
6
Guggenheim Capital
Illinois
$6.5M -$506K -27,958 -7%
UBS Group
7
UBS Group
Switzerland
$5.43M +$211K +11,662 +4%
Invesco
8
Invesco
Georgia
$4.47M -$38.5K -2,127 -0.9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.62M +$140K +7,738 +6%
RJA
10
Raymond James & Associates
Florida
$2.53M +$44.4K +2,454 +2%
Bank of America
11
Bank of America
North Carolina
$2.16M +$127K +7,009 +6%
1CP
12
1607 Capital Partners
Virginia
$1.8M -$705K -38,945 -28%
LPL Financial
13
LPL Financial
California
$1.52M -$1.12M -61,993 -43%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$1.14M +$156K +8,635 +16%
GEM
15
Global Endowment Management
North Carolina
$1.1M
RJFSA
16
Raymond James Financial Services Advisors
Florida
$780K -$36.5K -2,015 -5%
RIL
17
Rothschild Investment LLC
Illinois
$638K
RVPG
18
Relative Value Partners Group
$585K -$115K -6,352 -17%
TC
19
Telemus Capital
Michigan
$559K +$53.5K +2,953 +11%
OC
20
Oppenheimer & Co
New York
$505K -$370K -20,403 -43%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$455K +$31K +1,711 +7%
BC
22
Brinker Capital
Pennsylvania
$423K +$33.7K +1,862 +9%
CWM
23
Concert Wealth Management
California
$410K
CA
24
Cetera Advisors
Colorado
$402K +$172K +9,480 +76%
BKA
25
Brick & Kyle Associates
Pennsylvania
$368K +$53K +2,925 +17%

NIE Hedge Fund Activity: Q2 2016 in Review

54 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q2 2016, worth a combined $108M — down 8.8% from $118M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new NIE positions and 6 closed out — a net gain of 1 holder — while 15 added to existing stakes and 18 trimmed.

The largest buyer was Wells Fargo, adding an estimated $722K. The largest seller was Parametric Portfolio Associates, exiting entirely with an estimated $4.18M sold.

  • 54 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q2 2016, up from 53 in Q1 2016.
  • Funds reported $108M of Virtus Equity & Convertible Income Fund stock for Q2 2016, down 8.8% quarter-over-quarter.
  • 7 funds opened new Virtus Equity & Convertible Income Fund positions in Q2 2016 and 6 closed out, a net change of +1 holder.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q2 2016 was Wells Fargo, an estimated $722K added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q2 2016 was Parametric Portfolio Associates, an estimated $4.18M sold.

Based on aggregated 13F filings for Q2 2016.