National Planning Corporation’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

National Planning Corporation’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-34,821	Closed	-$691K	–	748
2017 Q2	$691K	Buy	34,821 +22,721	+188%	+$447K	0.05%	324
2017 Q1	$232K	Buy	12,100 +1,750	+17%	+$33.6K	0.02%	594
2016 Q4	$198K	Buy	+10,350	New	+$191K	0.02%	630
2016 Q3	–	Sell	-11,086	Closed	-$212K	–	693
2016 Q2	$212K	Buy	+11,086	New	+$201K	0.02%	589

Other funds holding NIE

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

National Planning Corporation's NIE Position: Q3 2017 in Review

National Planning Corporation sold out of Virtus Equity & Convertible Income Fund (NIE) in Q3 2017, closing a stake of 34,821 shares — an estimated $691K sold.

National Planning Corporation first reported a position in NIE in Q2 2016 and held it in 4 quarters. The position peaked at $691K in Q2 2017. 50 funds tracked by Wall St. Rank hold NIE as of Q3 2017.

National Planning Corporation reported no remaining Virtus Equity & Convertible Income Fund position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 34,821 Virtus Equity & Convertible Income Fund shares in Q3 2017, an estimated $691K.
National Planning Corporation first reported a position in Virtus Equity & Convertible Income Fund in Q2 2016 and held it in 4 quarters.
National Planning Corporation's Virtus Equity & Convertible Income Fund position peaked at $691K in Q2 2017.
50 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.