NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

41 hedge funds and large institutions have $92.2M invested in Virtus Equity & Convertible Income Fund in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
41
Holders Change
+2
Holders Change %
+5.13%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
16
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAN
1
Cetera Advisor Networks
California
$1.85M
2
VKH
2
Virtu KCG Holdings
New York
$1.53M
3
WAM
3
Wolverine Asset Management
Illinois
$3.56M
4
Morgan Stanley
4
Morgan Stanley
New York
$9.74M
5
RCM
5
Rivernorth Capital Management
Florida
$8.79M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$2.84M
2
GC
2
Guggenheim Capital
Illinois
$8.05M
3
Bank of America
3
Bank of America
North Carolina
$1.28M
4
FAAS
4
First Allied Advisory Services
California
$332K
5
Ameriprise
5
Ameriprise
Minnesota
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$13.2M 675,325 +17,931 +3%
AAM
2
Advisors Asset Management
Colorado
$10.2M 524,692 +26,264 +5%
Morgan Stanley
3
Morgan Stanley
New York
$9.74M 499,108 +47,319 +10%
RCM
4
Rivernorth Capital Management
Florida
$8.79M 450,472 +32,655 +8%
GC
5
Guggenheim Capital
Illinois
$8.05M 412,257 -19,972 -5%
Invesco
6
Invesco
Georgia
$6.83M 349,669 -10,157 -3%
RVP
7
Relative Value Partners
Illinois
$4.71M 241,447 -2,215 -0.9%
WAM
8
Wolverine Asset Management
Illinois
$3.56M 182,396 +68,053 +60%
GFM
9
Gramercy Funds Management
Connecticut
$2.84M 145,417 -45,078 -24%
SG Americas Securities
10
SG Americas Securities
New York
$2.08M 106,419 +27,212 +34%
CAN
11
Cetera Advisor Networks
California
$1.85M 94,882 +94,882 New
LPL Financial
12
LPL Financial
California
$1.84M 94,240 +4,013 +4%
OC
13
Oppenheimer & Co
New York
$1.64M 84,149 +20,435 +32%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.64M 83,933 -346 -0.4%
VKH
15
Virtu KCG Holdings
New York
$1.53M 78,265 +78,265 New
CA
16
Cornerstone Advisors
North Carolina
$1.41M 72,361 – –
RCM
17
Robinson Capital Management
Michigan
$1.32M 69,405 +69,405 New
Bank of America
18
Bank of America
North Carolina
$1.28M 65,312 -13,203 -17%
RJA
19
Raymond James & Associates
Florida
$1.24M 63,513 +2,665 +4%
GEM
20
Global Endowment Management
North Carolina
$1.24M 63,400 – –
DA
21
Doliver Advisors
Texas
$1.09M 55,812 +2,293 +4%
U
22
UBS
Switzerland
$831K 42,548 +22,833 +116%
TC
23
TFS Capital
Pennsylvania
$691K 35,400 +2,224 +7%
RIL
24
Rothschild Investment LLC
Illinois
$649K 33,250 -300 -0.9%
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$527K 27,012 -1,000 -4%
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