NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

53 hedge funds and large institutions have $118M invested in Virtus Equity & Convertible Income Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 21 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
-8
Holders Change %
-13.11%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
21
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$4.6M
2
KIM
Karpus Investment Management
New York
+$2.95M
3
Wells Fargo
Wells Fargo
California
+$2.81M
4
Bank of America
Bank of America
North Carolina
+$518K
5
TC
Telemus Capital
Michigan
+$499K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$4.95M
2
WAM
Wolverine Asset Management
Illinois
-$2.98M
3
RVPG
Relative Value Partners Group
-$1.72M
4
RCM
Rivernorth Capital Management
Florida
-$1.05M
5
SG Americas Securities
SG Americas Securities
New York
-$807K
Name Holding Trade Value Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$24.7M +$2.95M +162,045 +14%
AAM
2
Advisors Asset Management
Colorado
$17.9M -$4.95M -272,175 -22%
Morgan Stanley
3
Morgan Stanley
New York
$13.2M +$4.6M +253,003 +54%
RCM
4
Rivernorth Capital Management
Florida
$11.5M -$1.05M -57,943 -8%
Wells Fargo
5
Wells Fargo
California
$7.36M +$2.81M +154,454 +62%
GC
6
Guggenheim Capital
Illinois
$6.94M +$243K +13,362 +4%
UBS Group
7
UBS Group
Switzerland
$5.16M -$362K -19,889 -7%
Invesco
8
Invesco
Georgia
$4.46M -$90.1K -4,951 -2%
PPA
9
Parametric Portfolio Associates
Washington
$4.18M -$170K -9,337 -4%
LPL Financial
10
LPL Financial
California
$2.6M -$73.6K -4,102 -3%
1CP
11
1607 Capital Partners
Virginia
$2.49M -$297K -16,340 -11%
RJA
12
Raymond James & Associates
Florida
$2.46M +$40.8K +2,246 +2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.45M -$87.6K -4,816 -3%
Bank of America
14
Bank of America
North Carolina
$2.01M +$518K +28,457 +35%
LCM
15
Landscape Capital Management
New Jersey
$1.27M -$764K -41,972 -37%
GEM
16
Global Endowment Management
North Carolina
$1.09M – – –
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$966K -$56.6K -3,110 -6%
OC
18
Oppenheimer & Co
New York
$870K +$4.11K +226 +0.5%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$808K -$7.82K -430 -1%
RVPG
20
Relative Value Partners Group
$686K -$1.72M -95,915 -72%
RIL
21
Rothschild Investment LLC
Illinois
$632K -$18.2K -1,001 -3%
TC
22
Telemus Capital
Michigan
$499K +$499K +27,435 New
Baird Financial Group
23
Baird Financial Group
Wisconsin
$419K +$2.55K +140 +0.6%
CWM
24
Concert Wealth Management
California
$404K -$3.34K -184 -0.8%
BC
25
Brinker Capital
Pennsylvania
$384K +$384K +21,134 New
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