Relative Value Partners Group’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

Relative Value Partners Group’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-31,834	Closed	-$585K	–	132
2016 Q2	$585K	Sell	31,834 -6,352	-17%	-$115K	0.08%	78
2016 Q1	$686K	Sell	38,186 -95,915	-72%	-$1.65M	0.08%	79
2015 Q4	$2.41M	Sell	134,101 -13,687	-9%	-$250K	0.3%	41
2015 Q3	$2.54M	Sell	147,788 -6,252	-4%	-$116K	0.31%	41
2015 Q2	$2.97M	Buy	+154,040	New	+$3.1M	0.35%	38

Other funds holding NIE

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Relative Value Partners Group's NIE Position: Q3 2016 in Review

Relative Value Partners Group sold out of Virtus Equity & Convertible Income Fund (NIE) in Q3 2016, closing a stake of 31,834 shares — an estimated $585K sold.

Relative Value Partners Group first reported a position in NIE in Q2 2015 and held it in 5 quarters. The position peaked at $2.97M in Q2 2015. 54 funds tracked by Wall St. Rank hold NIE as of Q3 2016.

Relative Value Partners Group reported no remaining Virtus Equity & Convertible Income Fund position as of Q3 2016 after selling out during the quarter.
Relative Value Partners Group sold 31,834 Virtus Equity & Convertible Income Fund shares in Q3 2016, an estimated $585K.
Relative Value Partners Group first reported a position in Virtus Equity & Convertible Income Fund in Q2 2015 and held it in 5 quarters.
Relative Value Partners Group's Virtus Equity & Convertible Income Fund position peaked at $2.97M in Q2 2015.
54 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q3 2016.

Based on Relative Value Partners Group's 13F filing for Q3 2016, filed 7 Nov 2016.