Ladenburg Thalmann Financial Services’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$849K	Sell	37,464 -1,285	-3%	-$28.5K	0.01%	1398
2019 Q3	$836K	Buy	38,749 +364	+0.9%	+$7.93K	0.01%	1364
2019 Q2	$833K	Buy	38,385 +2,804	+8%	+$60.1K	0.01%	1357
2019 Q1	$766K	Buy	35,581 +3,655	+11%	+$75.5K	0.01%	1367
2018 Q4	$592K	Sell	31,926 -13,527	-30%	-$275K	0.01%	1407
2018 Q3	$1.04M	Buy	45,453 +16,833	+59%	+$390K	0.01%	1097
2018 Q2	$593K	Hold	28,620	–	–	0.01%	1444
2018 Q1	$593K	Sell	28,620 -36,756	-56%	-$792K	0.01%	1444
2017 Q4	$1.38M	Buy	65,376 +56,737	+657%	+$1.19M	0.01%	875
2017 Q3	$179K	Buy	8,639 +1,722	+25%	+$34.7K	﹤0.01%	2198
2017 Q2	$136K	Buy	6,917 +1,234	+22%	+$24.3K	﹤0.01%	2317
2017 Q1	$109K	Sell	5,683 -1,158	-17%	-$22.2K	﹤0.01%	2345
2016 Q4	$126K	Sell	6,841 -2,309	-25%	-$42.6K	﹤0.01%	2140
2016 Q3	$172K	Sell	9,150 -1,293	-12%	-$24.5K	﹤0.01%	1861
2016 Q2	$192K	Sell	10,443 -879	-8%	-$15.9K	﹤0.01%	1710
2016 Q1	$205K	Buy	11,322 +280	+3%	+$4.81K	﹤0.01%	1592
2015 Q4	$199K	Sell	11,042 -29	-0.3%	-$530	﹤0.01%	1581
2015 Q3	$191K	Sell	11,071 -266	-2%	-$4.94K	﹤0.01%	1515
2015 Q2	$219K	Sell	11,337 -11,199	-50%	-$225K	﹤0.01%	1549
2015 Q1	$446K	Buy	22,536 +14,089	+167%	+$285K	0.01%	1092
2014 Q4	$175K	Buy	8,447 +284	+3%	+$5.8K	﹤0.01%	1527
2014 Q3	$162K	Buy	8,163 +1,453	+22%	+$29.4K	﹤0.01%	1327
2014 Q2	$136K	Sell	6,710 -1,000	-13%	-$19.9K	﹤0.01%	1411
2014 Q1	$150K	Buy	7,710 +231	+3%	+$4.45K	﹤0.01%	1277
2013 Q4	$146K	Hold	7,479	–	–	﹤0.01%	1238
2013 Q3	$139K	Hold	7,479	–	–	﹤0.01%	1203
2013 Q2	$137K	Buy	+7,479	New	+$138K	﹤0.01%	1151

Other funds holding NIE

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

SDWIA

Schwarz Dygos Wheeler Investment Advisors Minneapolis, Minnesota $482M AUM 18.94% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NIE Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Virtus Equity & Convertible Income Fund (NIE) stake by 3.3% in Q4 2019, selling an estimated $28.5K and leaving 37,464 shares worth $849K. The position accounts for 0.01% of the portfolio, ranked #1398.

Ladenburg Thalmann Financial Services first reported a position in NIE in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.38M in Q4 2017. 64 funds tracked by Wall St. Rank hold NIE as of Q4 2019.

Ladenburg Thalmann Financial Services held 37,464 shares of Virtus Equity & Convertible Income Fund worth $849K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 1,285 Virtus Equity & Convertible Income Fund shares in Q4 2019, an estimated $28.5K.
Virtus Equity & Convertible Income Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1398 holding.
Ladenburg Thalmann Financial Services first reported a position in Virtus Equity & Convertible Income Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Virtus Equity & Convertible Income Fund position peaked at $1.38M in Q4 2017.
64 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.